| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HPE | Common Stock | Options Exercise | $125K | +14.2K | +28% | $8.83 | 64.8K | Sep 7, 2023 | Direct | |
| transaction | HPE | Common Stock | Sale | -$248K | -14.2K | -21.88% | $17.48 | 50.6K | Sep 7, 2023 | Direct | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HPE | Employee Stock Option (right to buy) | Options Exercise | $0 | -14.2K | -100% | $0.00* | 0 | Sep 7, 2023 | Common Stock | 14.2K | $8.83 | Direct | F2, F3 |
| transaction | HPE | Restricted Stock Units | Award | +156 | +1.36% | 11.6K | Apr 14, 2023 | Common Stock | 156 | Direct | F4, F5 | |||
| transaction | HPE | Restricted Stock Units | Award | +288 | +1.41% | 20.8K | Apr 14, 2023 | Common Stock | 288 | Direct | F4, F6 | |||
| transaction | HPE | Restricted Stock Units | Award | +1.57K | +1.45% | 110K | Apr 14, 2023 | Common Stock | 1.57K | Direct | F4, F7 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The price in Column 4 is a weighted average price. The prices actually paid ranged from $17.38 to $17.56. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. |
| F2 | This option became exercisable beginning on this date and is fully vested. |
| F3 | This option is no longer exercisable beginning on this date. |
| F4 | Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| F5 | As previously reported, on 12/10/20, the reporting person was granted 33,003 restricted stock units ("RSUs"), 11,001 of which vested on 12/10/21, 10,621 of which vested on 12/10/22, and 10,621 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 80.1081 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23, and 75.5495 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23. |
| F6 | As previously reported, on 12/09/21, the reporting person was granted 30,884 RSUs, 11,240 of which vested on 12/09/22, and 9,822 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 148.1634 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23, and 139.7321 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23. |
| F7 | As previously reported, on 12/08/22, the reporting person was granted 107,428 RSUs, 35,809 of which will vest on each of 12/08/23 and 12/08/24, and 35,810 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 810.2678 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23, and 764.1589 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23. |
The reported transaction occurred pursuant to a trading plan adopted on 06/07/23.