Richard J. Rothberg - Sep 6, 2023 Form 4 Insider Report for Dell Technologies Inc. (DELL)

Signature
/s/ James Williamson, Attorney-in-Fact
Stock symbol
DELL
Transactions as of
Sep 6, 2023
Transactions value $
-$2,040,612
Form type
4
Date filed
9/8/2023, 05:19 PM
Previous filing
Aug 23, 2023
Next filing
Mar 19, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DELL Class C Common Stock Sale -$2.04M -30K -23.1% $68.00 99.9K Sep 6, 2023 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 6, 2023.
F2 Represents multiple sales transactions effected at the price of $68.00.