Gary C. Bhojwani - Sep 8, 2023 Form 4 Insider Report for CNO Financial Group, Inc. (CNO)

Role
Chief Executive Officer, Director
Signature
Rachel J. Spehler, Attorney-in-Fact
Stock symbol
CNO
Transactions as of
Sep 8, 2023
Transactions value $
-$499,997
Form type
4
Date filed
9/8/2023, 05:05 PM
Previous filing
Aug 14, 2023
Next filing
Sep 19, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CNO Common Stock Sale -$500K -21.7K -8.55% $23.00 232K Sep 8, 2023 Direct F1
holding CNO Common Stock 645K Sep 8, 2023 Gary C. Bhojwani Revocable Trust
holding CNO Common Stock 15.2K Sep 8, 2023 Gary C. Bhojwani Irrevocable Trust
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Shares sold pursuant to a 10b5-1 trading plan adopted on June 9, 2023.