Lisa Flavin - 20 Jul 2023 Form 4 Insider Report for EMERSON ELECTRIC CO (EMR)

Role
Senior VP & CCO
Signature
/s/ John A. Sperino, Attorney-in-Fact for Lisa Flavin
Issuer symbol
EMR
Transactions as of
20 Jul 2023
Net transactions value
-$27,555
Form type
4
Filing time
08 Sep 2023, 16:15:32 UTC
Previous filing
29 Jun 2023
Next filing
08 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EMR Common Stock Options Exercise +1,000 +1.9% 52,748 20 Jul 2023 Direct F1, F2
transaction EMR Common Stock Tax liability $27,498 -298 -0.56% $92.28 52,450 20 Jul 2023 Direct F3
transaction EMR Common Stock Options Exercise $300,428 +4,617 +8.8% $65.07 57,067 06 Sep 2023 Direct F4
transaction EMR Common Stock Tax liability $300,486 -3,059 -5.4% $98.23 54,008 06 Sep 2023 Direct F3, F5
holding EMR Common Stock 4,603 20 Jul 2023 401(k) plan
holding EMR Common Stock 2,055 20 Jul 2023 401(k) excess plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EMR Restricted Stock Units Options Exercise $0 -1,000 -100% $0.000000* 0 20 Jul 2023 Common Stock 1,000 Direct F1, F2, F6
transaction EMR Employee Stock option (Right to Buy) Options Exercise $0 +4,617 $0.000000* 0 06 Sep 2023 Common Stock 4,617 $65.07 Direct F4, F7, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vesting of previously reported restricted stock units under shareholder approved benefit plan exempt pursuant to Rule 16b-3.
F2 Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F3 Shares withheld for required minimum taxes upon vesting of restricted stock units, under shareholder approved benefit plan exempt pursuant to Rule 16b-3.
F4 Exercise of 4,617 incentive stock options exempt under Rule 16b-3.
F5 Payment of option exercise price by delivering securities.
F6 The restricted stock units are subject to a three-year vesting period, vesting on July 20, 2023.
F7 The options vested in three equal installments beginning on the date indicated.
F8 Price is not applicable to stock options received as incentive compensation.