-
Signature
-
/s/ Preston B. Ray, attorney-in-fact
-
Stock symbol
-
ALSN
-
Transactions as of
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Aug 31, 2023
-
Transactions value $
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-$148,946
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Form type
-
4
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Date filed
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9/5/2023, 04:24 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
ALSN |
Common Stock |
Options Exercise |
$150K |
+4.95K |
+7.35% |
$30.23 |
72.3K |
Aug 31, 2023 |
Direct |
|
| transaction |
ALSN |
Common Stock |
Sale |
-$299K |
-4.95K |
-6.84% |
$60.32 |
67.4K |
Aug 31, 2023 |
Direct |
F1 |
| holding |
ALSN |
Common Stock |
|
|
|
|
|
360 |
Aug 31, 2023 |
By Spouse |
|
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
ALSN |
Employee Stock Option (right to buy) |
Options Exercise |
$0 |
-4.95K |
-100% |
$0.00* |
0 |
Aug 31, 2023 |
Common Stock |
4.95K |
$30.23 |
Direct |
F2 |
| transaction |
ALSN |
Dividend Equivalent Rights |
Award |
$0 |
+64 |
+16.16% |
$0.00 |
460 |
Aug 31, 2023 |
Common Stock |
64 |
|
Direct |
F3 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: