-
Signature
-
/s/ Preston B. Ray, attorney-in-fact
-
Issuer symbol
-
ALSN
-
Transactions as of
-
31 Aug 2023
-
Net transactions value
-
-$148,946
-
Form type
-
4
-
Filing time
-
05 Sep 2023, 16:24:19 UTC
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
ALSN |
Common Stock |
Options Exercise |
$149,638 |
+4,950 |
+7.3% |
$30.23 |
72,318 |
31 Aug 2023 |
Direct |
|
| transaction |
ALSN |
Common Stock |
Sale |
$298,584 |
-4,950 |
-6.8% |
$60.32 |
67,368 |
31 Aug 2023 |
Direct |
F1 |
| holding |
ALSN |
Common Stock |
|
|
|
|
|
360 |
31 Aug 2023 |
By Spouse |
|
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
ALSN |
Employee Stock Option (right to buy) |
Options Exercise |
$0 |
-4,950 |
-100% |
$0.000000* |
0 |
31 Aug 2023 |
Common Stock |
4,950 |
$30.23 |
Direct |
F2 |
| transaction |
ALSN |
Dividend Equivalent Rights |
Award |
$0 |
+64 |
+16% |
$0.000000 |
460 |
31 Aug 2023 |
Common Stock |
64 |
|
Direct |
F3 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: