Michael E. Pack - Aug 30, 2023 Form 4 Insider Report for OSHKOSH CORP (OSK)

Role
Exec. VP & CFO
Signature
Ignacio A. Cortina, for Michael E. Pack
Stock symbol
OSK
Transactions as of
Aug 30, 2023
Transactions value $
-$208,420
Form type
4
Date filed
8/31/2023, 01:24 PM
Previous filing
Apr 4, 2023
Next filing
Oct 17, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OSK Common Stock Options Exercise $175K +2.03K +11.93% $86.59 19K Aug 30, 2023 Direct
transaction OSK Common Stock Sale -$209K -2.03K -10.66% $103.18 17K Aug 30, 2023 Direct F1
transaction OSK Common Stock Options Exercise $266K +4.03K +23.71% $66.09 21K Aug 30, 2023 Direct
transaction OSK Common Stock Sale -$415K -4.03K -19.17% $103.07 17K Aug 30, 2023 Direct F2
transaction OSK Common Stock Options Exercise $183K +2.03K +11.93% $90.28 19K Aug 30, 2023 Direct
transaction OSK Common Stock Sale -$209K -2.03K -10.6% $103.11 17.1K Aug 30, 2023 Direct F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OSK Options Options Exercise $0 -2.03K -100% $0.00* 0 Aug 30, 2023 Common Stock 2.03K $86.59 Direct F5, F6
transaction OSK Options Options Exercise $0 -4.03K -100% $0.00* 0 Aug 30, 2023 Common Stock 4.03K $66.09 Direct F5, F7
transaction OSK Options Options Exercise $0 -2.03K -100% $0.00* 0 Aug 30, 2023 Common Stock 2.03K $90.28 Direct F5, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents weighted average price. Individual sales by lot ranged from $103.06 to $103.30. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
F2 Represents weighted average price. Individual sales by lot ranged from $102.99 to $103.21. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
F3 Represents weighted average price. Individual sales by lot ranged from $103.02 to $103.195. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
F4 The amount beneficially owned includes shares acquired pursuant to dividend reinvestments in exempt transactions not required to be reported pursuant to Section 16(a) and also includes 1,133.96 shares acquired under the Oshkosh Corporation Employee Stock Purchase Plan through 8/31/2023. Between 4/5/2023 and 8/31/2023, the reporting person acquired 17.00 shares under the Oshkkosh Corporation Employee Stock Purchase Plan.
F5 Option (right to buy) granted pursuant to the Company's Stock Plan.
F6 Options vest in one-third (1/3) annual increments commencing on 11/20/2018.
F7 Options vest in one-third (1/3) annual increments commencing on 11/19/2019.
F8 Options vest in one-third (1/3) annual increments commencing on 11/18/2020.