Ryan A. Milburn - 28 Aug 2023 Form 4 Insider Report for Allison Transmission Holdings Inc (ALSN)

Role
VP, Product Engr. & Tech Dev.
Signature
/s/ Preston B. Ray, attorney-in-fact
Issuer symbol
ALSN
Transactions as of
28 Aug 2023
Net transactions value
-$110,895
Form type
4
Filing time
30 Aug 2023, 16:03:26 UTC
Previous filing
02 Jun 2023
Next filing
05 Sep 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALSN Common Stock Options Exercise $120,311 +3,242 +23% $37.11 17,069 28 Aug 2023 Direct
transaction ALSN Common Stock Options Exercise $204,848 +4,130 +24% $49.60 21,199 28 Aug 2023 Direct
transaction ALSN Common Stock Sale $436,054 -7,372 -35% $59.15 13,827 28 Aug 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALSN Employee Stock Option (right to buy) Options Exercise $0 -3,242 -100% $0.000000* 0 28 Aug 2023 Common Stock 3,242 $37.11 Direct F1
transaction ALSN Employee Stock Option (right to buy) Options Exercise $0 -4,130 -100% $0.000000* 0 28 Aug 2023 Common Stock 4,130 $49.60 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The option vested on February 22, 2020.
F2 The option vested on February 20, 2022.