Teresa van Niekerk - 28 Aug 2023 Form 4 Insider Report for Allison Transmission Holdings Inc (ALSN)

Role
VP, Chief Procurement Officer
Signature
/s/ Preston B. Ray, attorney-in-fact
Issuer symbol
ALSN
Transactions as of
28 Aug 2023
Net transactions value
-$67,895
Form type
4
Filing time
30 Aug 2023, 16:02:10 UTC
Previous filing
02 Jun 2023
Next filing
05 Sep 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALSN Common Stock Options Exercise $282,968 +5,705 +41% $49.60 19,614 28 Aug 2023 Direct
transaction ALSN Common Stock Options Exercise $238,078 +5,520 +28% $43.13 25,134 28 Aug 2023 Direct
transaction ALSN Common Stock Options Exercise $130,165 +3,302 +13% $39.42 28,436 28 Aug 2023 Direct
transaction ALSN Common Stock Sale $719,105 -12,153 -43% $59.17 16,283 28 Aug 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALSN Employee Stock Option (right to buy) Options Exercise $0 -5,705 -100% $0.000000* 0 28 Aug 2023 Common Stock 5,705 $49.60 Direct F2
transaction ALSN Employee Stock Option (right to buy) Options Exercise $0 -5,520 -67% $0.000000 2,761 28 Aug 2023 Common Stock 5,520 $43.13 Direct F3
transaction ALSN Employee Stock Option (right to buy) Options Exercise $0 -3,302 -33% $0.000000 6,605 28 Aug 2023 Common Stock 3,302 $39.42 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $59.1000 to $59.2200. The reporting person undertakes to provide Allison Transmission Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2 The option vested on February 20, 2022.
F3 The options vest in three equal annual installments beginning on February 10, 2022.
F4 The options vest in three equal annual installments beginning on February 23, 2023.