Lance G. Laing - 25 Aug 2023 Form 4 Insider Report for Celcuity Inc. (CELC)

Role
Chief Science Officer, Director
Signature
/s/ Eric O. Madson as Attorney-in-Fact for Lance G. Laing pursuant to Power of Attorney previously filed.
Issuer symbol
CELC
Transactions as of
25 Aug 2023
Net transactions value
$0
Form type
4
Filing time
29 Aug 2023, 16:42:16 UTC
Previous filing
21 Feb 2023
Next filing
15 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CELC Common Stock 1,250,000 25 Aug 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CELC Stock Option (right to buy) Award $0 +21,250 $0.000000 21,250 25 Aug 2023 Common Stock 21,250 $9.89 Direct F10
transaction CELC Stock Option (right to buy) Award $0 +125,000 $0.000000 125,000 25 Aug 2023 Common Stock 125,000 $9.89 Direct F11
holding CELC Stock Option (right to buy) 16,125 25 Aug 2023 Common Stock 16,125 $8.40 Direct F1
holding CELC Stock Option (right to buy) 4,110 25 Aug 2023 Common Stock 4,110 $5.50 Direct F1
holding CELC Stock Option (right to buy) 1,834 25 Aug 2023 Common Stock 1,834 $5.50 Direct F1
holding CELC Stock Option (right to buy) 50,000 25 Aug 2023 Common Stock 50,000 $5.50 Direct F1
holding CELC Stock Option (right to buy) 20,000 25 Aug 2023 Common Stock 20,000 $5.90 Direct F2
holding CELC Stock Option (right to buy) 2,771 25 Aug 2023 Common Stock 2,771 $5.50 Direct F3
holding CELC Stock Option (right to buy) 3,215 25 Aug 2023 Common Stock 3,215 $5.50 Direct F4
holding CELC Stock Option (right to buy) 2,973 25 Aug 2023 Common Stock 2,973 $5.50 Direct F5
holding CELC Stock Option (right to buy) 6,754 25 Aug 2023 Common Stock 6,754 $5.50 Direct F6
holding CELC Stock Option (right to buy) 20,000 25 Aug 2023 Common Stock 20,000 $5.50 Direct F7
holding CELC Stock Option (right to buy) 1,877 25 Aug 2023 Common Stock 1,877 $5.50 Direct F8
holding CELC Stock Option (right to buy) 38,412 25 Aug 2023 Common Stock 38,412 $5.50 Direct F1
holding CELC Stock Option (right to buy) 9,156 25 Aug 2023 Common Stock 9,156 $11.55 Direct F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Fully vested.
F2 5,000 shares vest on 8/12/21; the remaining 15,000 shares vest 1/36th per month thereafter.
F3 692 shares vest on 12/29/21; the remaining 2,079 shares vest 1/36th per month thereafter.
F4 803 shares vest on 2/2/22; the remaining 2,412 shares vest 1/36th per month thereafter.
F5 743 shares vest on 3/18/22; the remaining 2,230 shares vest 1/36th per month thereafter.
F6 1,689 shares vest on 4/12/22; the remaining 5,065 shares vest 1/36th per month thereafter.
F7 5,000 shares vest on 8/11/22; the remaining 15,000 shares vest 1/36th per month thereafter.
F8 469 shares vest on 10/27/22; the remaining 1,408 shares vest 1/36th per month thereafter.
F9 These shares vest in equal amounts over twelve (12) months, beginning February 16, 2023.
F10 These shares vest in equal amounts on the last day of each month over seventeen (17) months, beginning August 31, 2023.
F11 31,250 shares vest on 8/25/24; the remaining 93,750 shares vest 1/36th per month thereafter.