| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | DELL | Class C Common Stock | Tax liability | -$4.64M | -83.2K | -9.89% | $55.73 | 758K | Aug 16, 2023 | Direct | F1 |
| transaction | DELL | Class C Common Stock | Sale | -$5.52M | -100K | -13.22% | $55.09 | 658K | Aug 17, 2023 | Direct | F2, F3 |
| transaction | DELL | Class C Common Stock | Sale | -$424K | -7.6K | -1.16% | $55.73 | 650K | Aug 17, 2023 | Direct | F2, F4 |
Anthony Charles Whitten is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Represents shares withheld by the Issuer for payment of the tax liability incurred with respect to restricted stock units ("RSUs") granted on August 16, 2021 as follows: (a) 69,944 shares with respect to RSUs that vested on August 16, 2023, (b) 6,631 shares with respect to RSUs that will vest on August 16, 2024 and (c) 6,631 shares with respect to RSUs that will vest on August 16, 2025. |
| F2 | These transactions were effected pursuant to a Rule 10b5-1 trading plan. |
| F3 | The price reported in Column 4 represents a weighted average sales price of $55.09. These shares were sold in multiple transactions at prices ranging from $54.65 to $55.64, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. |
| F4 | The price reported in Column 4 represents a weighted average sales price of $55.73. These shares were sold in multiple transactions at prices ranging from $55.65 to $55.80, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. |