Key facts
- This page summarizes Michael H. Train's Form 4 filing for EMERSON ELECTRIC CO (EMR).
- 8 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 07 Aug 2023, 18:18.
Michael H. Train - 03 Aug 2023 Form 4 Insider Report for EMERSON ELECTRIC CO (EMR)
- Reporting relationship
- SVP & Chief Sustain. Officer
- Issuer ticker
- EMR
- Reported as of
- 03 Aug 2023
- Net transaction value
- -$618,946
- SEC form
- 4
- Accepted by SEC
- 07 Aug 2023, 18:18:51 UTC
- Prior SEC filing
- 03 May 2023
- Next SEC filing
- 08 Nov 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ John A. Sperino, Attorney-in-Fact for Michael H. Train
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Michael H. Train filed Form 4 for EMERSON ELECTRIC CO (EMR) on 07 Aug 2023.
Change
- Previous filing in this sequence was filed on 03 May 2023.
- Current net transaction value: -$618,946.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
EMR
transaction
Common Stock
Options Exercise
- Transaction value
- $1,431,540
- Shares
- +22,000
- Change %
- +10%
- Price
- $65.07
- Shares after
- 242,458
- Date
- 03 Aug 2023
- Ownership
- Direct
- Footnotes
- F1
EMR
transaction
Common Stock
Tax liability
- Transaction value
- $1,431,629
- Shares
- -14,854
- Change %
- -6.1%
- Price
- $96.38
- Shares after
- 227,604
- Date
- 03 Aug 2023
- Ownership
- Direct
- Footnotes
- F2
EMR
transaction
Common Stock
Tax liability
- Transaction value
- $243,649
- Shares
- -2,528
- Change %
- -1.1%
- Price
- $96.38
- Shares after
- 225,076
- Date
- 03 Aug 2023
- Ownership
- Direct
- Footnotes
- F3
EMR
transaction
Common Stock
Options Exercise
- Transaction value
- $1,092,080
- Shares
- +22,000
- Change %
- +9.8%
- Price
- $49.64
- Shares after
- 247,076
- Date
- 03 Aug 2023
- Ownership
- Direct
- Footnotes
- F4
EMR
transaction
Common Stock
Tax liability
- Transaction value
- $1,092,178
- Shares
- -11,332
- Change %
- -4.6%
- Price
- $96.38
- Shares after
- 235,744
- Date
- 03 Aug 2023
- Ownership
- Direct
- Footnotes
- F2
EMR
transaction
Common Stock
Tax liability
- Transaction value
- $375,111
- Shares
- -3,892
- Change %
- -1.7%
- Price
- $96.38
- Shares after
- 231,852
- Date
- 03 Aug 2023
- Ownership
- Direct
- Footnotes
- F3
EMR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 824
- Date
- 03 Aug 2023
- Ownership
- Profit Sharing Plan
EMR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 11,211
- Date
- 03 Aug 2023
- Ownership
- 401(k) plan
EMR
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,316
- Date
- 03 Aug 2023
- Ownership
- 401(k) excess plan
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
EMR
transaction
Derivative
Employee Stock Option (right to buy)
Options Exercise
- Transaction value
- Shares
- -22,000
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 03 Aug 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 22,000
- Exercise price
- $65.07
- Footnotes
- F1, F5, F6
EMR
transaction
Derivative
Employee Stock Option (right to buy)
Options Exercise
- Transaction value
- Shares
- -22,000
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 03 Aug 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 22,000
- Exercise price
- $49.64
- Footnotes
- F4, F5, F6
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 6 footnotes
Footnote F1
Exercise of 17,383 non-qualified stock options and 4,617 incentive stock options exempt under Rule 16b-3.
Footnote F2
Payment of option exercise price by delivering securities.
Footnote F3
Shares withheld for taxes exempt under Rule16b-3 resulting from nonqualified stock option exercise.
Footnote F4
Exercise of 17,930 non-qualified stock options and 4,070 incentive stock options exempt under Rule 16b-3.
Footnote F5
The options vested in three equal annual installments beginning on the date indicated.
Footnote F6
Price is not applicable to stock options received as incentive compensation.