Key facts
- This page summarizes Timothy Lain's Form 4 filing for CARPENTER TECHNOLOGY CORP (CRS).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 01 Aug 2023, 16:51.
Timothy Lain - 28 Jul 2023 Form 4 Insider Report for CARPENTER TECHNOLOGY CORP (CRS)
- Reporting relationship
- SVP & CFO
- Issuer ticker
- CRS
- Reported as of
- 28 Jul 2023
- Net transaction value
- -$3,081
- SEC form
- 4
- Accepted by SEC
- 01 Aug 2023, 16:51:14 UTC
- Prior SEC filing
- 20 Jul 2023
- Next SEC filing
- 17 Aug 2023
- Source filing
- View source filing
- Reporting owner signature
- James D. Dee/POA
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Timothy Lain filed Form 4 for CARPENTER TECHNOLOGY CORP (CRS) on 01 Aug 2023.
Change
- Previous filing in this sequence was filed on 20 Jul 2023.
- Current net transaction value: -$3,081.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CRS
transaction
Common Stock
Options Exercise
- Transaction value
- $63,521
- Shares
- +1,212
- Change %
- +1.9%
- Price
- $52.41
- Shares after
- 66,680
- Date
- 28 Jul 2023
- Ownership
- Direct
CRS
transaction
Common Stock
Tax liability
- Transaction value
- $66,602
- Shares
- -1,135
- Change %
- -1.7%
- Price
- $58.68
- Shares after
- 65,545
- Date
- 28 Jul 2023
- Ownership
- Direct
CRS
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,997
- Date
- 28 Jul 2023
- Ownership
- By 401(k) Retirement Plan
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
CRS
transaction
Derivative
Employee Stock Option (Right to Buy)
Options Exercise
- Transaction value
- Shares
- -1,212
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 28 Jul 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,212
- Exercise price
- $52.41
- Footnotes
- F2, F3, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Includes shares acquired under the Retirement Plan of Carpenter Technology Corporation. The share balance under the Retirement Plan of Carpenter Technology fluctuates due to rounding differences produced by the Plan's method of estimating shares.
Footnote F2
Automatic Exercise completed on last business day before expiration pursuant to terms contained in the Award Agreement.
Footnote F3
Stock Option Award became exercisable in equal installments on each of July 30, 2014, 2015 and 2016.
Footnote F4
The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.