Timothy Lain - Jul 28, 2023 Form 4 Insider Report for CARPENTER TECHNOLOGY CORP (CRS)

Role
SVP & CFO
Signature
James D. Dee/POA
Stock symbol
CRS
Transactions as of
Jul 28, 2023
Transactions value $
-$3,081
Form type
4
Date filed
8/1/2023, 04:51 PM
Previous filing
Jul 20, 2023
Next filing
Aug 17, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CRS Common Stock Options Exercise $63.5K +1.21K +1.85% $52.41 66.7K Jul 28, 2023 Direct
transaction CRS Common Stock Tax liability -$66.6K -1.14K -1.7% $58.68 65.5K Jul 28, 2023 Direct
holding CRS Common Stock 3K Jul 28, 2023 By 401(k) Retirement Plan F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CRS Employee Stock Option (Right to Buy) Options Exercise -1.21K -100% 0 Jul 28, 2023 Common Stock 1.21K $52.41 Direct F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares acquired under the Retirement Plan of Carpenter Technology Corporation. The share balance under the Retirement Plan of Carpenter Technology fluctuates due to rounding differences produced by the Plan's method of estimating shares.
F2 Automatic Exercise completed on last business day before expiration pursuant to terms contained in the Award Agreement.
F3 Stock Option Award became exercisable in equal installments on each of July 30, 2014, 2015 and 2016.
F4 The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.