James D. Dee - 28 Jul 2023 Form 4 Insider Report for CARPENTER TECHNOLOGY CORP (CRS)

Reporting relationship: SVP, Gen Counsel & Secretary
Issuer ticker: CRS
Reported as of: 28 Jul 2023
Net transaction value: -$10,940
SEC form: 4
Accepted by SEC: 01 Aug 2023, 16:49:37 UTC
Prior SEC filing: 20 Jul 2023
Next SEC filing: 17 Aug 2023
Source filing: View source filing
Reporting owner signature: James D. Dee

Key filing fact

James D. Dee filed Form 4 for CARPENTER TECHNOLOGY CORP (CRS) on 01 Aug 2023.

Key facts

This page summarizes James D. Dee's Form 4 filing for CARPENTER TECHNOLOGY CORP (CRS).
3 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 01 Aug 2023, 16:49.

Change

Previous filing in this sequence was filed on 20 Jul 2023.
Current net transaction value: -$10,940.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CRS transaction

Common Stock

Options Exercise

Transaction value: $177,775
Shares: +3,392
Change %: +5.2%
Price: $52.41
Shares after: 68,406
Date: 28 Jul 2023
Ownership: Direct

CRS transaction

Common Stock

Tax liability

Transaction value: $188,715
Shares: -3,216
Change %: -4.7%
Price: $58.68
Shares after: 65,190
Date: 28 Jul 2023
Ownership: Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CRS transaction Derivative

Employee Stock Option (Right to Buy)

Options Exercise

Transaction value
Shares: -3,392
Change %: -100%
Price
Shares after: 0
Date: 28 Jul 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 3,392
Exercise price: $52.41
Footnotes: F1, F2, F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Automatic Exercise completed on last business day before expiration pursuant to terms contained in the Award Agreement.

Footnote F2

Stock Option Award became exercisable in equal installments on each of July 30, 2014, 2015 and 2016.

Footnote F3

The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.