James D. Dee - Jul 28, 2023 Form 4 Insider Report for CARPENTER TECHNOLOGY CORP (CRS)

Role: SVP, Gen Counsel & Secretary
Signature: James D. Dee
Stock symbol: CRS
Transactions as of: Jul 28, 2023
Transactions value $: -$10,940
Form type: 4
Date filed: 8/1/2023, 04:49 PM
Previous filing: Jul 20, 2023
Next filing: Aug 17, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CRS	Common Stock	Options Exercise	$178K	+3.39K	+5.22%	$52.41	68.4K	Jul 28, 2023	Direct
transaction	CRS	Common Stock	Tax liability	-$189K	-3.22K	-4.7%	$58.68	65.2K	Jul 28, 2023	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	CRS	Employee Stock Option (Right to Buy)	Options Exercise		-3.39K	-100%		0	Jul 28, 2023	Common Stock	3.39K	$52.41	Direct	F1, F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Automatic Exercise completed on last business day before expiration pursuant to terms contained in the Award Agreement.
F2	Stock Option Award became exercisable in equal installments on each of July 30, 2014, 2015 and 2016.
F3	The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.