Fernandez Bernardo Calleja - 28 Jul 2023 Form 4 Insider Report for Otis Worldwide Corp (OTIS)

Role
President, Otis EMEA
Signature
Joshua Mullin, Attorney-in-Fact
Issuer symbol
OTIS
Transactions as of
28 Jul 2023
Net transactions value
-$361,944
Form type
4
Filing time
28 Jul 2023, 18:08:30 UTC
Previous filing
03 Jul 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OTIS Common Stock Options Exercise $129,815 +2,213 +6.8% $58.66 34,668 28 Jul 2023 Direct
transaction OTIS Common Stock Options Exercise $647,234 +9,542 +28% $67.83 44,210 28 Jul 2023 Direct
transaction OTIS Common Stock Options Exercise $1,340,722 +20,975 +47% $63.92 65,185 28 Jul 2023 Direct
transaction OTIS Common Stock Options Exercise $940,346 +14,709 +23% $63.93 79,894 28 Jul 2023 Direct
transaction OTIS Common Stock Tax liability $3,058,000 -33,805 -42% $90.46 46,089 28 Jul 2023 Direct
transaction OTIS Common Stock Sale $362,060 -3,992 -8.7% $90.70 42,097 28 Jul 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OTIS Stock Appreciation Rights Options Exercise $0 -2,213 -100% $0.000000* 0 28 Jul 2023 Common Stock 2,213 $58.66 Direct
transaction OTIS Stock Appreciation Rights Options Exercise $0 -9,542 -100% $0.000000* 0 28 Jul 2023 Common Stock 9,542 $67.83 Direct
transaction OTIS Stock Appreciation Options Exercise $0 -20,975 -100% $0.000000* 0 28 Jul 2023 Common Stock 20,975 $63.92 Direct
transaction OTIS Stock Appreciation Options Exercise $0 -14,709 -67% $0.000000 7,355 28 Jul 2023 Common Stock 14,709 $63.93 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The SARs become exercisable in three equal installments on the first three anniversaries of the date of grant, which was 02/05/2021.