Jeremy Cox - Jul 23, 2023 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role: SVP Controller and CTO
Signature: Ki Hoon Kim as Attorney-in-Fact for Jeremy K. Cox
Stock symbol: HPE
Transactions as of: Jul 23, 2023
Transactions value $: $364,721
Form type: 4
Date filed: 7/25/2023, 04:32 PM
Previous filing: Jun 20, 2023
Next filing: Jul 28, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HPE	Common Stock	Options Exercise	$523K	+30.3K	+4924.88%	$17.26	30.9K	Jul 23, 2023	Direct
transaction	HPE	Common Stock	Tax liability	-$158K	-9.16K	-29.63%	$17.26	21.7K	Jul 23, 2023	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HPE	Restricted Stock Units	Options Exercise		-30.3K	-100%		0	Jul 23, 2023	Common Stock	30.3K		Direct	F1, F2
transaction	HPE	Restricted Stock Units	Award		+117	+0.66%		18K	Jul 14, 2023	Common Stock	117		Direct	F1, F3
transaction	HPE	Restricted Stock Units	Award		+19.5	+0.66%		2.99K	Jul 14, 2023	Common Stock	19.5		Direct	F1, F4
transaction	HPE	Restricted Stock Units	Award		+216	+0.68%		32K	Jul 14, 2023	Common Stock	216		Direct	F1, F5
transaction	HPE	Restricted Stock Units	Award		+344	+0.69%		50.4K	Jul 14, 2023	Common Stock	344		Direct	F1, F6
transaction	HPE	Restricted Stock Units	Award		+437	+0.7%		62.7K	Jul 14, 2023	Common Stock	437		Direct	F1, F7

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2	As previously reported, on 07/23/18, the reporting person was granted 129,282 restricted stock units ("RSUs"), 25,856 of which vested on each of 07/23/19 and 07/23/20, 25,857 of which vested on 07/23/21, 25,856 of which vested on 07/23/22, and 25,857 of which vested on 07/23/23. The number of derivative securities in column 5 includes 183.9265 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23. The number of derivative securities in column 5 also reflects 4,431 vested dividend equivalent rights and a de minimus adjustment of 0.4024 due to fractional rounding of the dividend equivalent rights.
F3	As previously reported, on 12/10/20, the reporting person was granted 49,505 RSUs, 16,501 of which vested on 12/10/21, 16,502 of which vested on 12/10/22, and 16,502 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 117.3823 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.
F4	As previously reported, on 12/16/20, the reporting person was granted 8,224 RSUs, 2,741 of which vested on 12/16/21, 2,741 of which vested on 12/16/22, and 2,742 of which will vest on 12/16/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 19.5044 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.
F5	As previously reported, on 12/09/21, the reporting person was granted 45,514 RSUs, 15,171 of which vested on 12/09/22, 15,171 of which will vest on 12/09/23, and 15,172 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 215.8364 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.
F6	As previously reported, on 04/20/22, the reporting person was granted 72,639 RSUs, 24,213 of which vested on 04/20/23, and 24,213 of which will vest on each of 04/20/24 and 04/20/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 344.4647 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.
F7	As previously reported, on 12/08/22, the reporting person was granted 61,387 RSUs, 20,462 of which will vest on each of 12/08/23 and 12/08/24, and 20,463 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 436.6592 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.