Daniel William Fisher - 15 Jul 2023 Form 4 Insider Report for BALL Corp (BALL)

Role
President & C.E.O., Director
Signature
/s/ Charles E. Baker, attorney-in-fact for Mr. Fisher
Issuer symbol
BALL
Transactions as of
15 Jul 2023
Net transactions value
+$16,040
Form type
4
Filing time
18 Jul 2023, 19:05:08 UTC
Previous filing
27 Jan 2023
Next filing
18 Oct 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BALL Common Stock Options Exercise $22,512 +400 +3.9% $56.28 10,772 15 Jul 2023 By Spouse F1, F2, F3
transaction BALL Common Stock Tax liability $6,472 -115 -1.1% $56.28 10,657 15 Jul 2023 By Spouse F2, F3, F4
holding BALL Common Stock 107,997 15 Jul 2023 Direct F2
holding BALL Common Stock 1,916 15 Jul 2023 401(k) Plan F2, F5
holding BALL Common Stock 1,114 15 Jul 2023 401(k) Plan by Spouse F2, F3, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BALL Restricted Stock Units Options Exercise $0 -400 -9.9% $0.000000 3,652 15 Jul 2023 Common Stock 400 By Spouse F2, F3, F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Common stock acquired upon the lapse of Table II Restricted Stock Units.
F2 The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2023 Proxy Statement.
F3 The reporting person expressly disclaims beneficial ownership of these securities.
F4 Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units.
F5 Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F6 Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
F7 Lapse of restricted stock units.