Alexandre Zyngier - Mar 11, 2022 Form 4 Insider Report for EVO Transportation & Energy Services, Inc. (EVOA)

Role
Director
Signature
/s/ Alexandre Zyngier
Stock symbol
EVOA
Transactions as of
Mar 11, 2022
Transactions value $
$0
Form type
4
Date filed
7/13/2023, 09:25 PM
Previous filing
Jan 18, 2022
Next filing
Apr 18, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EVOA Warrant Award $0 +1.02M $0.00 1.02M Jul 11, 2023 Common Stock 1.02M $0.63 By Batuta Capital Advisors LLC F4, F5, F6
transaction EVOA Restricted Stock Units Award $0 +2.38M $0.00 2.38M Jul 11, 2023 Common Stock 2.38M By Batuta Capital Advisors LLC F1, F3, F5
transaction EVOA Warrant Award $0 +266K $0.00 266K Mar 11, 2022 Common Stock 266K $0.01 By Batuta Capital Advisors LLC F5, F6
holding EVOA Restricted Stock Units 1.19M Mar 11, 2022 Common Stock 1.19M Direct F1, F2
holding EVOA Stock Option (right to buy) 106K Mar 11, 2022 Common Stock 106K $1.50 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents the right to receive, at settlement, one share of common stock of the Issuer, its cash equivalent or a combination thereof, in the discretion of the Issuer.
F2 396,248 restricted stock units vest on each of 1/1/23, 1/1/24 and 1/1/25.
F3 Fully vested.
F4 This warrant will expire upon the earlier of (a) 5:00 p.m., New York City time, on 09/08/2027 and (b) the consummation of a change of control.
F5 The Reporting Person is the Managing Director of Batuta Capital Advisors LLC.
F6 Fully exercisable.