Key facts
- This page summarizes Robert K. Hatcher's Form 4 filing for SWK Holdings Corp (SWKH).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 05 Jul 2023, 20:25.
Robert K. Hatcher - 30 Jun 2023 Form 4 Insider Report for SWK Holdings Corp (SWKH)
- Reporting relationship
- Director
- Issuer ticker
- SWKH
- Reported as of
- 30 Jun 2023
- Net transaction value
- +$13,744
- SEC form
- 4
- Accepted by SEC
- 05 Jul 2023, 20:25:05 UTC
- Prior SEC filing
- 04 Apr 2023
- Next SEC filing
- 03 Oct 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Yvette Heinrichson, as attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Robert K. Hatcher filed Form 4 for SWK Holdings Corp (SWKH) on 05 Jul 2023.
Change
- Previous filing in this sequence was filed on 04 Apr 2023.
- Current net transaction value: +$13,744.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SWKH
transaction
Common Stock
Award
- Transaction value
- $13,744
- Shares
- +821
- Change %
- +13%
- Price
- $16.74
- Shares after
- 7,102
- Date
- 30 Jun 2023
- Ownership
- Direct
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Consists of restricted shares of common stock granted to the Reporting Person as compensation in advance for his services as a director, based on the $16.74 closing price of the common stock on June 30, 2023. The restricted shares vest on June 30, 2024, subject to the Reporting Person's continued service through such vesting date.
Footnote F2
Due to an administrative error, on January 4, 2023, the Reporting Person mistakenly reported the acquisition of 1,120 shares of common stock in lieu of cash compensation for his services as a director. The amounts reported in column 5 of this Form 4 have been updated to reflect the Reporting Person's corrected ownership.