Robert K. Hatcher - Dec 30, 2022 Form 4/A - Amendment Insider Report for SWK Holdings Corp (SWKH)

Role
Director
Signature
/s/ Yvette Heinrichson, as attorney-in-fact
Stock symbol
SWKH
Transactions as of
Dec 30, 2022
Transactions value $
$13,742
Form type
4/A - Amendment
Date filed
7/5/2023, 08:23 PM
Date Of Original Report
Jan 4, 2023
Previous filing
Oct 4, 2022
Next filing
Apr 4, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SWKH Common Stock Award $13.7K +779 +16.46% $17.64 5.51K Dec 30, 2022 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of restricted shares of common stock granted to the Reporting Person as compensation in advance for his services as a director, based on the $17.64 closing price of the common stock on December 30, 2022. The restricted shares vest on December 30, 2023, subject to the Reporting Person's continued service through such vesting date.
F2 Reflects securities beneficially owned following the reported transaction as of the applicable transaction date.

Remarks:

On January 4, 2023, the Reporting Person filed a Form 4 (the "Original Form 4"), which mistakenly reported the acquisition of 1,120 shares of common stock by the Reporting Person in lieu of cash compensation for his services as a director. The Reporting Person elected to receive such compensation in cash, and did not acquire such shares. Accordingly, this amendment is being filed to amend and restate the Original Form 4 in its entirety.