Anil Kapur - Jun 30, 2023 Form 4 Insider Report for GERON CORP (GERN)

Role
EVP, Corp Strategy & CCO
Signature
/s/ Olivia Bloom for Anil Kapur
Stock symbol
GERN
Transactions as of
Jun 30, 2023
Transactions value $
$15,437
Form type
4
Date filed
6/30/2023, 09:18 PM
Previous filing
May 16, 2023
Next filing
Feb 16, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GERN Common Stock Award $15.4K +7.57K +14.22% $2.04 60.8K Jun 30, 2023 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person is voluntarily reporting the acquisition of 7,567 shares of the Issuer's common stock pursuant to the Geron Corporation 2014 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of January 3, 2023 through June 30, 2023. This transaction is exempt under Rule 16b-3(c).
F2 In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Issuer's common stock on January 3, 2023.
F3 The total number of securities beneficially owned of 60,783 shares represents the aggregate number of shares of Geron common stock purchased under the ESPP.