Scott C. Smith - Feb 7, 2019 Form 4 Insider Report for EVO Transportation & Energy Services, Inc. (EVOA)

Role
Director
Signature
/s/ Scott C. Smith
Stock symbol
EVOA
Transactions as of
Feb 7, 2019
Transactions value $
$0
Form type
4
Date filed
6/23/2023, 04:08 PM

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EVOA Restricted Stock Units Award $0 +951K $0.00 951K Jun 23, 2023 Common Stock 951K Direct F1, F2
transaction EVOA Stock Option (right to buy) Award $0 +31.3K $0.00 31.3K Feb 7, 2019 Common Stock 31.3K $2.50 Direct F3
transaction EVOA Stock Option (right to buy) Award $0 +20K $0.00 20K Feb 7, 2020 Common Stock 20K $2.50 Direct F3
transaction EVOA Stock Option (right to buy) Award $0 +20K $0.00 20K May 7, 2020 Common Stock 20K $2.50 Direct F3
holding EVOA Stock Option (right to buy) 100K Feb 7, 2019 Common Stock 100K $2.50 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents the right to receive, at settlement, one share of common stock of the Issuer, its cash equivalent or a combination thereof, in the discretion of the Issuer.
F2 316,999 restricted stock units vest on each of 1/1/23 and 1/1/24; and 316,998 restricted stock units vest on 1/1/25.
F3 100% vested.