| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HPE | Common Stock | Options Exercise | $150K | +10.2K | $14.67 | 10.2K | Jun 15, 2023 | Direct | ||
| transaction | HPE | Common Stock | Sale | -$174K | -10.2K | -100% | $17.00 | 0 | Jun 15, 2023 | Direct |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HPE | Employee Stock Option (right to buy) | Options Exercise | $0 | -10.2K | -100% | $0.00* | 0 | Jun 15, 2023 | Common Stock | 10.2K | $14.67 | Direct | F1, F2 |
| transaction | HPE | Restricted Stock Units | Award | +135 | +0.7% | 19.3K | Apr 14, 2023 | Common Stock | 135 | Direct | F3, F4 | |||
| transaction | HPE | Restricted Stock Units | Award | +147 | +0.71% | 20.9K | Apr 14, 2023 | Common Stock | 147 | Direct | F3, F5 | |||
| transaction | HPE | Restricted Stock Units | Award | +490 | +0.72% | 68.1K | Apr 14, 2023 | Common Stock | 490 | Direct | F3, F6 | |||
| transaction | HPE | Restricted Stock Units | Award | +1.04K | +0.75% | 140K | Apr 14, 2023 | Common Stock | 1.04K | Direct | F3, F7 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | This option became exercisable beginning on this date. |
| F2 | This option is no longer exercisable beginning on this date. |
| F3 | Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| F4 | As previously reported, on 12/10/20, the reporting person was granted 53,630 restricted stock units ("RSUs"), 17,876 of which vested on 12/10/21, 17,877 of which vested on 12/10/22, and 17,877 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 134.8360 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23. |
| F5 | As previously reported, on 03/02/21, the reporting person was granted 58,621 RSUs, 19,540 of which vested on 03/02/22 and 03/02/23, and 19,541 of which will vest on 03/02/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 147.3865 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23. |
| F6 | As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 490.4085 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23. |
| F7 | As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which will vest on 12/08/23, and 46,041 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,041.7750 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23. |
The reported transaction occurred pursuant to a trading plan adopted on 03/06/23.