Patrick W. Grady - 06 Jun 2023 Form 4 Insider Report for Amplitude, Inc. (AMPL)

Source evidence 5 source fields
Form type
4
Accepted by SEC
08 Jun 2023, 20:31:02 UTC
Previous filing
05 Jun 2023
Next filing
12 Jun 2023
SEC filing
View on sec.gov
Reporting owner 1 detail
Reporting owner signature
/s/ Jung Yeon Son, Attorney-in-Fact

Key filing fact

Patrick W. Grady filed Form 4 for Amplitude, Inc. (AMPL) on 08 Jun 2023.

Key facts

  • This page summarizes Patrick W. Grady's Form 4 filing for Amplitude, Inc. (AMPL).
  • 18 reported transactions and 6 derivative rows are listed below.
  • Accepted by SEC: 08 Jun 2023, 20:31.

Change

  • Previous filing in this sequence was filed on 05 Jun 2023.
  • Current net transaction value: -$3,263,295.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

See Original Filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AMPL transaction

Class A Common Stock

Conversion of derivative security

Transaction value
$0
Shares
+51,876
Change %
Price
$0.000000
Shares after
51,876
Date
06 Jun 2023
Ownership
Sequoia Capital U.S. Growth Fund VIII, L.P.
Footnotes
F1, F2, F3
AMPL transaction

Class A Common Stock

Conversion of derivative security

Transaction value
$0
Shares
+4,711
Change %
Price
$0.000000
Shares after
4,711
Date
06 Jun 2023
Ownership
Sequoia Grove II, LLC
Footnotes
F1, F7
AMPL transaction

Class A Common Stock

Sale

Transaction value
$526,541
Shares
-51,876
Change %
-100%
Price
$10.15
Shares after
0
Date
06 Jun 2023
Ownership
Sequoia Capital U.S. Growth Fund VIII, L.P.
Footnotes
F2, F3, F4
AMPL transaction

Class A Common Stock

Sale

Transaction value
$47,817
Shares
-4,711
Change %
-100%
Price
$10.15
Shares after
0
Date
06 Jun 2023
Ownership
Sequoia Grove II, LLC
Footnotes
F4, F7
AMPL transaction

Class A Common Stock

Conversion of derivative security

Transaction value
$0
Shares
+237,330
Change %
Price
$0.000000
Shares after
237,330
Date
07 Jun 2023
Ownership
Sequoia Capital U.S. Growth Fund VIII, L.P.
Footnotes
F1, F2, F3
AMPL transaction

Class A Common Stock

Conversion of derivative security

Transaction value
$0
Shares
+21,552
Change %
Price
$0.000000
Shares after
21,552
Date
07 Jun 2023
Ownership
Sequoia Grove II, LLC
Footnotes
F1, F7
AMPL transaction

Class A Common Stock

Sale

Transaction value
$2,387,540
Shares
-237,330
Change %
-100%
Price
$10.06
Shares after
0
Date
07 Jun 2023
Ownership
Sequoia Capital U.S. Growth Fund VIII, L.P.
Footnotes
F2, F3, F5
AMPL transaction

Class A Common Stock

Sale

Transaction value
$216,813
Shares
-21,552
Change %
-100%
Price
$10.06
Shares after
0
Date
07 Jun 2023
Ownership
Sequoia Grove II, LLC
Footnotes
F5, F7
AMPL transaction

Class A Common Stock

Conversion of derivative security

Transaction value
$0
Shares
+7,708
Change %
Price
$0.000000
Shares after
7,708
Date
08 Jun 2023
Ownership
Sequoia Capital U.S. Growth Fund VIII, L.P.
Footnotes
F1, F2, F3
AMPL transaction

Class A Common Stock

Conversion of derivative security

Transaction value
$0
Shares
+700
Change %
Price
$0.000000
Shares after
700
Date
08 Jun 2023
Ownership
Sequoia Grove II, LLC
Footnotes
F1, F7
AMPL transaction

Class A Common Stock

Sale

Transaction value
$77,542
Shares
-7,708
Change %
-100%
Price
$10.06
Shares after
0
Date
08 Jun 2023
Ownership
Sequoia Capital U.S. Growth Fund VIII, L.P.
Footnotes
F2, F3, F6
AMPL transaction

Class A Common Stock

Sale

Transaction value
$7,042
Shares
-700
Change %
-100%
Price
$10.06
Shares after
0
Date
08 Jun 2023
Ownership
Sequoia Grove II, LLC
Footnotes
F6, F7
AMPL holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
2,225,077
Date
06 Jun 2023
Ownership
Sequoia Capital U.S. Growth Fund IX, L.P.
Footnotes
F2, F3
AMPL holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
242,788
Date
06 Jun 2023
Ownership
Sequoia Capital U.S. Growth IX Principals Fund, L.P.
Footnotes
F2, F3
AMPL holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
95,885
Date
06 Jun 2023
Ownership
Sequoia Capital U.S. Growth Partners Fund IX, L.P.
Footnotes
F2, F3
AMPL holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
235,201
Date
06 Jun 2023
Ownership
Sequoia Capital U.S. Venture 2010-Seed Fund, L.P.
Footnotes
F2, F3
AMPL holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
9,943
Date
06 Jun 2023
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AMPL transaction Derivative

Class B Common Stock

Conversion of derivative security

Transaction value
Shares
-51,876
Change %
-1%
Price
Shares after
5,114,497
Date
06 Jun 2023
Ownership
Sequoia Capital U.S. Growth Fund VIII, L.P.
Underlying class
Class A Common Stock
Underlying amount
51,876
Exercise price
Footnotes
F1, F2, F3
AMPL transaction Derivative

Class B Common Stock

Conversion of derivative security

Transaction value
Shares
-4,711
Change %
-1.2%
Price
Shares after
398,113
Date
06 Jun 2023
Ownership
Sequoia Grove II, LLC
Underlying class
Class A Common Stock
Underlying amount
4,711
Exercise price
Footnotes
F1, F7
AMPL transaction Derivative

Class B Common Stock

Conversion of derivative security

Transaction value
Shares
-237,330
Change %
-4.6%
Price
Shares after
4,877,167
Date
07 Jun 2023
Ownership
Sequoia Capital U.S. Growth Fund VIII, L.P.
Underlying class
Class A Common Stock
Underlying amount
237,330
Exercise price
Footnotes
F1, F2, F3
AMPL transaction Derivative

Class B Common Stock

Conversion of derivative security

Transaction value
Shares
-21,552
Change %
-5.4%
Price
Shares after
376,561
Date
07 Jun 2023
Ownership
Sequoia Grove II, LLC
Underlying class
Class A Common Stock
Underlying amount
21,552
Exercise price
Footnotes
F1, F7
AMPL transaction Derivative

Class B Common Stock

Conversion of derivative security

Transaction value
Shares
-7,708
Change %
-0.16%
Price
Shares after
4,869,459
Date
08 Jun 2023
Ownership
Sequoia Capital U.S. Growth Fund VIII, L.P.
Underlying class
Class A Common Stock
Underlying amount
7,708
Exercise price
Footnotes
F1, F2, F3
AMPL transaction Derivative

Class B Common Stock

Conversion of derivative security

Transaction value
Shares
-700
Change %
-0.19%
Price
Shares after
375,861
Date
08 Jun 2023
Ownership
Sequoia Grove II, LLC
Underlying class
Class A Common Stock
Underlying amount
700
Exercise price
Footnotes
F1, F7
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 7 footnotes

Footnote F1

The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation.

Footnote F2

The Reporting Person is a director and stockholder of SC US (TTGP), Ltd. SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VIII Management, L.P. ("GFVIII Management"), which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII), (ii) the general partner of SC U.S. Venture 2010 Management, L.P. ("USV2010 Management"), which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P. (USV 2010-Seed), and (iii) the general partner of SC U.S. Growth IX Management, L.P. ("GFIX Management"), which is the general partner of Sequoia Capital U.S. Growth Fund IX, L.P., Sequoia Capital U.S. Growth Partners Fund IX, L.P., and Sequoia Capital U.S. Growth IX Principals Fund, L.P. (collectively "the GFIX Funds").

Footnote F3

(Continued from Footnote 2) The Reporting Person disclaims beneficial ownership of the shares held by GFVIII, USV 2010-Seed, and the GFIX Funds except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Footnote F4

The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.80 to $10.33. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares purchased at each separate price within the ranges set forth above.

Footnote F5

The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.00 to $10.49. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares purchased at each separate price within the ranges set forth above.

Footnote F6

The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.00 to $10.22. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares purchased at each separate price within the ranges set forth above.

Footnote F7

The Reporting Person is a member of Sequoia Grove Manager, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .