Phil Mottram - 28 May 2023 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role: EVP, GM, Intelligent Edge
Signature: Ki Hoon Kim Attorney-in-Fact for Philip J. Mottram
Issuer symbol: HPE
Transactions as of: 28 May 2023
Net transactions value: +$167,329
Form type: 4
Filing time: 31 May 2023, 16:48:19 UTC
Previous filing: 14 Mar 2023
Next filing: 14 Jun 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HPE	Common Stock	Options Exercise	$255,794	+16,675		$15.34	16,675	28 May 2023	Direct
transaction	HPE	Common Stock	Tax liability	$88,466	-5,767	-35%	$15.34	10,908	28 May 2023	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HPE	Restricted Stock Units	Award		+124	+0.7%		17,855	14 Apr 2023	Common Stock	124		Direct	F1, F2
transaction	HPE	Restricted Stock Units	Options Exercise		-16,675	-50%		16,673	28 May 2023	Common Stock	16,675		Direct	F1, F3
transaction	HPE	Restricted Stock Units	Award		+490	+0.72%		68,142	14 Apr 2023	Common Stock	490		Direct	F1, F4
transaction	HPE	Restricted Stock Units	Award		+1,042	+0.75%		140,171	14 Apr 2023	Common Stock	1,042		Direct	F1, F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2	As previously reported, on 12/10/20 the reporting person was granted 49,505 restricted stock units ("RSUs"), 16,501 of which vested on 12/10/21, 16,502 of which vested on 12/10/22, and 16,502 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 124.4651 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23.
F3	As previously reported, on 05/28/21 the reporting person was granted 46,992 RSUs, 15,664 of which vested on 05/28/22, 15,664 of which vested on 05/28/23, and 15,664 of which will vest on 05/28/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 9 reflects 236.2891 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23. The number of derivative securities in column 5 also reflects 1,011 vested dividend equivalent rights and a de minimus adjustment of 0.4482 due to fractional rounding of the dividend equivalent rights.
F4	As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 490.4085 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23.
F5	As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which will vest on 12/08/23, and 46,041 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,041.7750 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23.