Phil Mottram - May 28, 2023 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role
EVP, GM, Intelligent Edge
Signature
Ki Hoon Kim Attorney-in-Fact for Philip J. Mottram
Stock symbol
HPE
Transactions as of
May 28, 2023
Transactions value $
$167,329
Form type
4
Date filed
5/31/2023, 04:48 PM
Previous filing
Mar 14, 2023
Next filing
Jun 14, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HPE Common Stock Options Exercise $256K +16.7K $15.34 16.7K May 28, 2023 Direct
transaction HPE Common Stock Tax liability -$88.5K -5.77K -34.58% $15.34 10.9K May 28, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HPE Restricted Stock Units Award +124 +0.7% 17.9K Apr 14, 2023 Common Stock 124 Direct F1, F2
transaction HPE Restricted Stock Units Options Exercise -16.7K -50% 16.7K May 28, 2023 Common Stock 16.7K Direct F1, F3
transaction HPE Restricted Stock Units Award +490 +0.72% 68.1K Apr 14, 2023 Common Stock 490 Direct F1, F4
transaction HPE Restricted Stock Units Award +1.04K +0.75% 140K Apr 14, 2023 Common Stock 1.04K Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2 As previously reported, on 12/10/20 the reporting person was granted 49,505 restricted stock units ("RSUs"), 16,501 of which vested on 12/10/21, 16,502 of which vested on 12/10/22, and 16,502 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 124.4651 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23.
F3 As previously reported, on 05/28/21 the reporting person was granted 46,992 RSUs, 15,664 of which vested on 05/28/22, 15,664 of which vested on 05/28/23, and 15,664 of which will vest on 05/28/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 9 reflects 236.2891 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23. The number of derivative securities in column 5 also reflects 1,011 vested dividend equivalent rights and a de minimus adjustment of 0.4482 due to fractional rounding of the dividend equivalent rights.
F4 As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 490.4085 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23.
F5 As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which will vest on 12/08/23, and 46,041 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,041.7750 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23.