Charles A. Ruffel - 22 May 2023 Form 4 Insider Report for SCHWAB CHARLES CORP (SCHW)

Role: Director
Signature: /s/ Kristopher R. Tate, Attorney-in-fact
Issuer symbol: SCHW
Transactions as of: 22 May 2023
Net transactions value: $0
Form type: 4
Filing time: 24 May 2023, 19:43:06 UTC
Previous filing: 05 Apr 2023
Next filing: 06 Jul 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SCHW	Common Stock	Award	$0	+2,496	+21%	$0.000000	14,608	22 May 2023	Direct	F1, F2
holding	SCHW	Common Stock						2,542	22 May 2023	by 401(k)	F3
holding	SCHW	Common Stock						9,313	22 May 2023	by IRA	F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SCHW	Nonqualified Stock Option (right to buy)	Award	$0	+5,464		$0.000000	5,464	22 May 2023	Common Stock	5,464	$51.97	Direct	F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.
F2	Includes 38.7737 shares acquired through dividend reinvestment.
F3	Includes 7.9546 shares acquired through dividend reinvestment.
F4	Includes 29.1456 shares acquired through dividend reinvestment.
F5	The option was granted under the company's 2022 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.