| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SCHW | Common Stock | Options Exercise | $1,760,099 | +77,640 | $22.67 | 0 | 22 May 2023 | Direct | F1 | |
| transaction | SCHW | Common Stock | Sale | $4,018,584 | -77,640 | -0.13% | $51.76 | 59,771,278 | 22 May 2023 | by Trust | F1, F2 |
| transaction | SCHW | Common Stock | Gift | $0 | -22,740 | -0.04% | $0.000000 | 59,748,538 | 23 May 2023 | by Trust | |
| holding | SCHW | Common Stock | 30,731,256 | 22 May 2023 | by Limited Partnership | ||||||
| holding | SCHW | Common Stock | 44,025 | 22 May 2023 | by 188 Corp | ||||||
| holding | SCHW | Common Stock | 9,383,927 | 22 May 2023 | by Spouse as Trustee |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SCHW | Nonqualified Stock Option (right to buy) | Options Exercise | $0 | -77,640 | -100% | $0.000000* | 0 | 22 May 2023 | Common Stock | 77,640 | $22.67 | Direct | F3 |
| Id | Content |
|---|---|
| F1 | Reflects the contribution of 77,640 shares received upon exercise of the option to a living trust. |
| F2 | This transaction was executed in multiple trades at prices ranging from $51.66 to $51.91. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F3 | The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on August 1, 2014. |