Joseph O'Daniel - 22 May 2023 Form 4 Insider Report for Sphere 3D Corp. (ANY)

Role
President
Signature
By: /s/ Denise Garrett For: Joseph O'Daniel
Issuer symbol
ANY
Transactions as of
22 May 2023
Net transactions value
$0
Form type
4
Filing time
24 May 2023, 18:58:58 UTC
Previous filing
01 Mar 2023
Next filing
30 May 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ANY Common Stock Options Exercise +50,000 +471% 60,625 22 May 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ANY Restricted Stock Unit (RSU) Options Exercise -50,000 -20% 200,000 22 May 2023 Common Stock 50,000 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.
F2 The RSUs reported under column 9 represent one award. The underlying shares and vesting schedule is as follows: 200,000 shares vest on 12/1/2023.