Joseph O'Daniel - May 22, 2023 Form 4 Insider Report for Sphere 3D Corp. (ANY)

Role
President
Signature
By: /s/ Denise Garrett For: Joseph O'Daniel
Stock symbol
ANY
Transactions as of
May 22, 2023
Transactions value $
$0
Form type
4
Date filed
5/24/2023, 06:58 PM
Previous filing
Mar 1, 2023
Next filing
May 30, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ANY Common Stock Options Exercise +50K +470.59% 60.6K May 22, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ANY Restricted Stock Unit (RSU) Options Exercise -50K -20% 200K May 22, 2023 Common Stock 50K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.
F2 The RSUs reported under column 9 represent one award. The underlying shares and vesting schedule is as follows: 200,000 shares vest on 12/1/2023.