Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
holding | KODK | Common Stock, par value $.01 | 85.9K | May 16, 2023 | Direct |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | KODK | Restricted Stock Units | Disposed to Issuer | $0 | -22.1K | -100% | $0.00* | 0 | May 16, 2023 | Common Stock, par value $.01 | 22.1K | $0.00 | Direct | F1 |
transaction | KODK | Phantom Stock | Award | $0 | +22.1K | $0.00 | 22.1K | May 16, 2023 | Common Stock, par value $.01 | 22.1K | $0.00 | Direct | F2 | |
transaction | KODK | Restricted Stock Units | Award | $0 | +23.4K | $0.00 | 23.4K | May 17, 2023 | Common Stock, par value $.01 | 23.4K | $0.00 | Direct | F3 | |
holding | KODK | Stock Option (Right to Buy) | 21.1K | May 16, 2023 | Common Stock, par value $.01 | 21.1K | $3.03 | Direct | F4 | |||||
holding | KODK | Stock Option (Right to Buy) | 6.42K | May 16, 2023 | Common Stock, par value $.01 | 6.42K | $4.53 | Direct | F4 | |||||
holding | KODK | Stock Option (Right to Buy) | 6.42K | May 16, 2023 | Common Stock, par value $.01 | 6.42K | $6.03 | Direct | F4 | |||||
holding | KODK | Stock Option (Right to Buy) | 3.67K | May 16, 2023 | Common Stock, par value $.01 | 3.67K | $12.00 | Direct | F4 |
Id | Content |
---|---|
F1 | These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 5/16/2023, Mr. New deferred the receipt of 22,075 shares of common stock and received instead 22,075 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. New is reporting the disposition of 22,075 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan. |
F2 | Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. New in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. |
F3 | These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2024 annual meeting of shareholders. |
F4 | This option has fully vested as of the date of this report. |