Lisa M. Schnorr - May 17, 2023 Form 4 Insider Report for GRAHAM CORP (GHM)

Role
Director
Signature
/s/ Christina McLeod, Attorney-in-Fact for Lisa M. Schnorr
Stock symbol
GHM
Transactions as of
May 17, 2023
Transactions value $
$0
Form type
4
Date filed
5/18/2023, 04:40 PM
Previous filing
Apr 27, 2023
Next filing
May 24, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding GHM Common Stock 20.5K May 17, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GHM Restricted Stock Units Award $0 +6.39K $0.00 6.39K May 17, 2023 Common Stock 6.39K $0.00 Direct F1
holding GHM Restricted Stock Units 6.11K May 17, 2023 Common Stock 6.11K $0.00 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the first anniversary of the date of grant and become payable in common stock upon separation of the Reporting Person's service as a director.
F2 These restricted stock units, which convert into common stock on a one-for-one basis, vest on the first anniversary of the date of grant, except as otherwise provided in the award notice.