Alan Fortier - 17 May 2023 Form 4 Insider Report for GRAHAM CORP (GHM)

Role
Director
Signature
/s/ Christina McLeod, Attorney-in-Fact for Alan Fortier
Issuer symbol
GHM
Transactions as of
17 May 2023
Net transactions value
$0
Form type
4
Filing time
18 May 2023, 16:40:10 UTC
Previous filing
24 May 2022
Next filing
24 May 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding GHM Common Stock 37,068 17 May 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GHM Restricted Stock Units Award $0 +6,393 $0.000000 6,393 17 May 2023 Common Stock 6,393 $0.000000 Direct F1
holding GHM Restricted Stock Units 6,105 17 May 2023 Common Stock 6,105 $0.000000 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the first anniversary of the date of grant.
F2 These restricted stock units, which convert into common stock on a one-for-one basis, vest on the first anniversary of the date of grant, except as otherwise provided in the award notice.