James J. Barber - May 17, 2023 Form 4 Insider Report for GRAHAM CORP (GHM)

Role: Director
Signature: /s/ Christina McLeod, Attorney-in-Fact for James J. Barber
Stock symbol: GHM
Transactions as of: May 17, 2023
Transactions value $: $0
Form type: 4
Date filed: 5/18/2023, 04:35 PM
Previous filing: May 24, 2022
Next filing: May 24, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	GHM	Common Stock						38.4K	May 17, 2023	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	GHM	Restricted Stock Units	Award	$0	+6.39K		$0.00	6.39K	May 17, 2023	Common Stock	6.39K	$0.00	Direct	F1
holding	GHM	Restricted Stock Units						6.11K	May 17, 2023	Common Stock	6.11K	$0.00	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the first anniversary of the date of grant.
F2	These restricted stock units, which convert into common stock on a one-for-one basis, vest on the first anniversary of the date of grant, except as otherwise provided in the award notice.