Matthew Malone - May 17, 2023 Form 4 Insider Report for GRAHAM CORP (GHM)

Role
VP & GM of Barber-Nichols
Signature
/s/ Christina McLeod, Attorney-in-Fact for Matthew Malone
Stock symbol
GHM
Transactions as of
May 17, 2023
Transactions value $
$0
Form type
4
Date filed
5/18/2023, 04:34 PM
Previous filing
May 24, 2022
Next filing
May 24, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding GHM Common Stock 38.6K May 17, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GHM Restricted Stock Units Award $0 +7.12K $0.00 7.12K May 17, 2023 Common Stock 7.12K $0.00 Direct F1
holding GHM Restricted Stock Units 9.16K May 17, 2023 Common Stock 9.16K $0.00 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of 5/17/2024, 5/17/2025 and 5/17/2026.
F2 These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of 5/23/2023, 5/23/2024 and 5/23/2025, except as otherwise provided in the award notice.