David Dalvey - 15 May 2023 Form 4 Insider Report for Celcuity Inc. (CELC)

Role
Director
Signature
/s/ Eric O. Madson as Attorney-in-Fact for David F. Dalvey pursuant to Power of Attorney previously filed.
Issuer symbol
CELC
Transactions as of
15 May 2023
Transactions value $
$0
Form type
4
Filing time
17 May 2023, 16:18:59 UTC
Previous filing
19 May 2022
Next filing
11 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CELC Common Stock 250K 15 May 2023 By Brightstone Venture Capital Fund, LP F1
holding CELC Common Stock 9.33K 15 May 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CELC Stock Option (right to buy) Award $0 +11.6K $0.00 11.6K 15 May 2023 Common Stock 11.6K $9.58 Direct F3
holding CELC Stock Option (right to buy) 8.2K 15 May 2023 Common Stock 8.2K $5.50 Direct F2
holding CELC Stock Option (right to buy) 3.2K 15 May 2023 Common Stock 3.2K $5.50 Direct F2
holding CELC Stock Option (right to buy) 5.05K 15 May 2023 Common Stock 5.05K $5.50 Direct F2
holding CELC Stock Option (right to buy) 12.7K 15 May 2023 Common Stock 12.7K $5.10 Direct F2
holding CELC Stock Option (right to buy) 2.31K 15 May 2023 Common Stock 2.31K $5.50 Direct F2
holding CELC Stock Option (right to buy) 24.4K 15 May 2023 Common Stock 24.4K $5.50 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person is the General Partner of Brightstone Venture Capital Fund, LP.
F2 100% vested.
F3 This Option will vest and become exercisable on April 30, 2024, or if earlier, the date of the Company's 2024 Annual Meeting of Stockholders.