David Dalvey - May 15, 2023 Form 4 Insider Report for Celcuity Inc. (CELC)

Role
Director
Signature
/s/ Eric O. Madson as Attorney-in-Fact for David F. Dalvey pursuant to Power of Attorney previously filed.
Stock symbol
CELC
Transactions as of
May 15, 2023
Transactions value $
$0
Form type
4
Date filed
5/17/2023, 04:18 PM
Previous filing
May 19, 2022
Next filing
Dec 11, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CELC Common Stock 250K May 15, 2023 By Brightstone Venture Capital Fund, LP F1
holding CELC Common Stock 9.33K May 15, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CELC Stock Option (right to buy) Award $0 +11.6K $0.00 11.6K May 15, 2023 Common Stock 11.6K $9.58 Direct F3
holding CELC Stock Option (right to buy) 8.2K May 15, 2023 Common Stock 8.2K $5.50 Direct F2
holding CELC Stock Option (right to buy) 3.2K May 15, 2023 Common Stock 3.2K $5.50 Direct F2
holding CELC Stock Option (right to buy) 5.05K May 15, 2023 Common Stock 5.05K $5.50 Direct F2
holding CELC Stock Option (right to buy) 12.7K May 15, 2023 Common Stock 12.7K $5.10 Direct F2
holding CELC Stock Option (right to buy) 2.31K May 15, 2023 Common Stock 2.31K $5.50 Direct F2
holding CELC Stock Option (right to buy) 24.4K May 15, 2023 Common Stock 24.4K $5.50 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person is the General Partner of Brightstone Venture Capital Fund, LP.
F2 100% vested.
F3 This Option will vest and become exercisable on April 30, 2024, or if earlier, the date of the Company's 2024 Annual Meeting of Stockholders.