David P. Strauss - 15 May 2023 Form 4 Insider Report for LINDE PLC (LIN)

Role
Executive VP, Chief HR Officer
Signature
Anthony M. Pepper, Attorney-in-Fact
Issuer symbol
LIN
Transactions as of
15 May 2023
Net transactions value
-$1,667,432
Form type
4
Filing time
17 May 2023, 12:36:42 UTC
Previous filing
13 Mar 2023
Next filing
11 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LIN Ordinary Shares Options Exercise $784,080 +6,605 +28% $118.71 30,544 15 May 2023 Direct F1
transaction LIN Ordinary Shares Tax liability $1,637,496 -4,411 -14% $371.23 26,133 15 May 2023 Direct F1, F2
transaction LIN Ordinary Shares Sale $811,792 -2,188 -8.4% $371.02 23,945 15 May 2023 Direct F1
transaction LIN Ordinary Shares Sale $2,225 -6 -0.03% $370.77 23,939 15 May 2023 Direct F1
holding LIN Ordinary Shares 1,879 15 May 2023 401(k) F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LIN Stock Options (right to buy) Options Exercise $0 -6,605 -100% $0.000000* 0 15 May 2023 Ordinary Shares 6,605 $118.71 Direct F1, F11
holding LIN Restricted Stock Units 1,290 15 May 2023 Ordinary Shares 1,290 Direct F1, F3
holding LIN Restricted Stock Units 1,180 15 May 2023 Ordinary Shares 1,180 Direct F1, F4
holding LIN Restricted Stock Units 1,515 15 May 2023 Ordinary Shares 1,515 Direct F1, F5
holding LIN Stock Options (right to buy) 8,515 15 May 2023 Ordinary Shares 8,515 $354.14 Direct F1, F6
holding LIN Stock Options (right to buy) 10,200 15 May 2023 Ordinary Shares 10,200 $270.99 Direct F1, F7
holding LIN Stock Options (right to buy) 15,925 15 May 2023 Ordinary Shares 15,925 $253.68 Direct F1, F8
holding LIN Stock Options (right to buy) 20,870 15 May 2023 Ordinary Shares 20,870 $173.13 Direct F1, F9
holding LIN Stock Options (right to buy) 20,985 15 May 2023 Ordinary Shares 20,985 $176.63 Direct F1, F10
holding LIN Stock Options (right to buy) 22,635 15 May 2023 Ordinary Shares 22,635 $154.00 Direct F1, F11
holding LIN Deferred Stock Units 198 15 May 2023 Ordinary Shares 198 Direct F1, F12, F13
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On March 1, 2023, Linde plc (formerly Rounderway plc), an Irish public limited company ("New Linde"), became the successor of Linde plc, an Irish public limited company ("Old Linde"), pursuant to a scheme of arrangement and merger under Irish law. Pursuant to the scheme of arrangement, all outstanding ordinary shares of Old Linde were exchanged, on a one-for-one basis, for ordinary shares of New Linde, and Old Linde subsequently merged into New Linde and ceased to exist. The transaction did not alter the relative interests of security holders
F2 Shares of common stock withheld to cover the exercise cost and tax withholdings.
F3 Restricted Stock Units that will vest in full and payout on or about March 7, 2026 in Linde plc Ordinary Shares on a one-for-one basis.
F4 Restricted Stock Units that will vest in full and payout on or about March 7, 2025 in Linde plc Ordinary Shares on a one-for-one basis.
F5 Restricted Stock Units that will vest in full and payout on or about March 8, 2024 in Linde plc Ordinary Shares on a one-for-one basis.
F6 This option vests over three years in three consecutive equal annual installments beginning on March 7, 2024.
F7 This option vests over three years in three consecutive equal annual installments beginning on March 7, 2023.
F8 This option vests over three years in three consecutive equal annual installments beginning on March 8, 2022.
F9 This option vests over three years in three consecutive equal annual installments beginning on March 9, 2021.
F10 This option vests over three years in three consecutive equal annual installments beginning on March 20, 2020.
F11 This option vested in full over three years in three consecutive equal annual installments beginning one year after the date of the grant.
F12 Conversion to Linde plc Ordinary Shares is on a one-to-one basis.
F13 Deferred stock units acquired under the Linde Compensation Deferral Plan as amended ("Plan"). The deferred stock units will payout in Linde plc Ordinary Shares on a one-for-one basis in accordance with the Plan.