Kelcey E. Hoyt - 15 May 2023 Form 4 Insider Report for LINDE PLC (LIN)

Role
Principal Accounting Officer
Signature
Anthony M. Pepper, Attorney-in-Fact
Issuer symbol
LIN
Transactions as of
15 May 2023
Net transactions value
-$2,362,525
Form type
4
Filing time
17 May 2023, 12:36:15 UTC
Previous filing
13 Mar 2023
Next filing
11 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LIN Ordinary Shares Options Exercise $956,779 +9,360 +115% $102.22 17,469 15 May 2023 Direct F1
transaction LIN Ordinary Shares Tax liability $2,108,186 -5,735 -33% $367.60 11,734 15 May 2023 Direct F1, F2
transaction LIN Ordinary Shares Options Exercise $1,246,455 +10,500 +89% $118.71 22,234 15 May 2023 Direct F1
transaction LIN Ordinary Shares Tax liability $2,457,573 -6,686 -30% $367.57 15,548 15 May 2023 Direct F1, F2
holding LIN Ordinary Shares 533 15 May 2023 401(k) F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LIN Stock Option (right to buy) Options Exercise $0 -9,360 -100% $0.000000* 0 15 May 2023 Ordinary Shares 9,360 $102.22 Direct F1, F10
transaction LIN Stock Option (right to buy) Options Exercise $0 -10,500 -100% $0.000000* 0 15 May 2023 Ordinary Shares 10,500 $118.71 Direct F1, F10
holding LIN Restricted Stock Units 320 15 May 2023 Ordinary Shares 320 Direct F1, F3
holding LIN Restricted Stock Units 310 15 May 2023 Ordinary Shares 310 Direct F1, F4
holding LIN Restricted Stock Units 390 15 May 2023 Ordinary Shares 390 Direct F1, F5
holding LIN Stock Option (right to buy) 2,110 15 May 2023 Ordinary Shares 2,110 $354.14 Direct F1, F6
holding LIN Stock Options (right to buy) 2,680 15 May 2023 Ordinary Shares 2,680 $270.99 Direct F1, F7
holding LIN Stock Option (right to buy) 4,100 15 May 2023 Ordinary Shares 4,100 $253.68 Direct F1, F8
holding LIN Stock Option (right to buy) 5,545 15 May 2023 Ordinary Shares 5,545 $173.13 Direct F1, F9
holding LIN Stock Option (right to buy) 5,995 15 May 2023 Ordinary Shares 5,995 $176.63 Direct F1, F10
holding LIN Stock Option (right to buy) 9,700 15 May 2023 Ordinary Shares 9,700 $154.00 Direct F1, F10
holding LIN Deferred Stock Unit 111 15 May 2023 Ordinary Shares 111 Direct F1, F11, F12
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On March 1, 2023, Linde plc (formerly Rounderway plc), an Irish public limited company ("New Linde"), became the successor of Linde plc, an Irish public limited company ("Old Linde"), pursuant to a scheme of arrangement and merger under Irish law. Pursuant to the scheme of arrangement, all outstanding ordinary shares of Old Linde were exchanged, on a one-for-one basis, for ordinary shares of New Linde, and Old Linde subsequently merged into New Linde and ceased to exist. The transaction did not alter the relative interests of security holders.
F2 Shares withheld to cover exercise price and tax withholding.
F3 Restricted Stock Units that will vest in full and payout on or about March 7, 2026 in Linde plc Ordinary Shares on a one-for-one basis.
F4 Restricted Stock Units that will vest in full and payout on or about March 7, 2025 in Linde plc Ordinary Shares on a one-for-one basis.
F5 Restricted Stock Units that will vest in full and payout on or about March 8, 2024 in Linde plc Ordinary Shares on a one-for-one basis.
F6 This option vests over three years in three consecutive equal annual installments beginning on March 7, 2024.
F7 This option vests over three years in three consecutive equal annual installments beginning on March 7, 2023.
F8 This option vests over three years in three consecutive equal annual installments beginning on March 8, 2022.
F9 This option vests over three years in three consecutive equal annual installments beginning on March 9, 2021.
F10 This option became exercisable in full in three (3) equal annual installments beginning on the first anniversary of the date of grant.
F11 Conversion to Linde plc Ordinary Shares is on a one-for-one basis.
F12 Deferred stock units acquired under the Compensation Deferred Plan as amended ("Plan"). The deferred stock units will payout in Linde plc Ordinary Shares on a one-for-one basis in accordance with the Plan.