-
Signature
-
/s/ Olivia Bloom for V. Bryan Lawlis
-
Stock symbol
-
GERN
-
Transactions as of
-
May 11, 2023
-
Transactions value $
-
-$66,500
-
Form type
-
4
-
Date filed
-
5/11/2023, 09:01 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
GERN |
Common Stock |
Options Exercise |
$38.5K |
+35K |
|
$1.10 |
35K |
May 11, 2023 |
Direct |
F2 |
| transaction |
GERN |
Common Stock |
Sale |
-$105K |
-35K |
-100% |
$3.00 |
0 |
May 11, 2023 |
Direct |
F2 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
GERN |
Stock Options (right to buy) |
Options Exercise |
$0 |
-35K |
-100% |
$0.00* |
0 |
May 11, 2023 |
Common Stock |
35K |
$1.10 |
Direct |
F1, F2 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: