Gary Kain - May 10, 2023 Form 4 Insider Report for AGNC Investment Corp. (AGNC)

Signature
Gary Kain
Stock symbol
AGNC
Transactions as of
May 10, 2023
Transactions value $
-$4,651,000
Form type
4
Date filed
5/11/2023, 05:02 PM
Previous filing
Mar 16, 2023
Next filing
Jan 19, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AGNC Common Stock Sale -$3.26M -350K -16.22% $9.30 1.81M May 10, 2023 Direct F1, F2
transaction AGNC Common Stock Sale -$1.4M -150K -22.46% $9.30 518K May 10, 2023 By family trust F1
holding AGNC Series D Preferred Stock 10.9K May 10, 2023 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported price is a weighted average. The shares were sold in multiple transactions at prices ranging from $9.25 to $9.35, inclusive. The Reporting Person undertakes to provide to the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F2 Includes 23,818 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing.