JOHN A. HAYES - 25 Apr 2023 Form 4 Insider Report for BALL Corp (BALL)

Role
Director
Signature
/s/ Charles E. Baker, attorney-in-fact for Mr. Hayes
Issuer symbol
BALL
Transactions as of
25 Apr 2023
Net transactions value
$0
Form type
4
Filing time
05 May 2023, 20:06:17 UTC
Previous filing
13 Apr 2023
Next filing
05 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding BALL Common Stock 481,160 25 Apr 2023 Direct F1
holding BALL Common Stock 9,638 25 Apr 2023 401(k) Plan F1, F2
holding BALL Common Stock 176,313 25 Apr 2023 By Spouse F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding BALL Deferred Compensation Company Stock Plan 614,938 25 Apr 2023 Common Stock 614,938 Direct F1, F4, F5
holding BALL Restricted Stock Units 89,986 25 Apr 2023 Common Stock 89,986 Direct F1, F6
holding BALL Stock Appreciation Rights (sars) 356,000 25 Apr 2023 Common Stock 356,000 $24.54 Direct F1
holding BALL Stock Appreciation Rights (sars) 309,860 25 Apr 2023 Common Stock 309,860 $33.08 Direct F1
holding BALL Stock Appreciation Rights (sars) 248,682 25 Apr 2023 Common Stock 248,682 $33.05 Direct F1
holding BALL Stock Appreciation Rights (sars) 281,030 25 Apr 2023 Common Stock 281,030 $38.38 Direct F1
holding BALL Stock Option (Right to Buy) 308,710 25 Apr 2023 Common Stock 308,710 $38.84 Direct F1
holding BALL Stock Option (Right to Buy) 239,274 25 Apr 2023 Common Stock 239,274 $50.78 Direct F1
holding BALL Stock Option (Right to Buy) 197,917 25 Apr 2023 Common Stock 197,917 $72.59 Direct F1
holding BALL Stock Option (Right to Buy) 164,646 25 Apr 2023 Common Stock 164,646 $85.33 Direct F1
holding BALL Stock Option (Right to Buy) 150,577 25 Apr 2023 Common Stock 150,577 $86.57 Direct F1
holding BALL Stock Option (Right to Buy) 47,198 25 Apr 2023 Common Stock 47,198 $56.64 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

JOHN A. HAYES is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.
F2 Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F3 The reporting person expressly disclaims beneficial ownership of these securities.
F4 Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F5 Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
F6 Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.