STANLEY A. ASKREN - 03 May 2023 Form 4 Insider Report for Allison Transmission Holdings Inc (ALSN)

Role
Director
Signature
/s/Eric C. Scroggins, Attorney-in-Fact
Issuer symbol
ALSN
Transactions as of
03 May 2023
Net transactions value
$0
Form type
4
Filing time
05 May 2023, 18:08:47 UTC
Previous filing
01 May 2023
Next filing
17 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALSN Common Stock Options Exercise $0 +8,536 +144% $0.000000 14,448 03 May 2023 Direct F1, F2
transaction ALSN Common Stock Options Exercise $0 +3,823 +26% $0.000000 18,271 03 May 2023 Direct F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALSN Deferred Stock Units Options Exercise $0 -2,880 -100% $0.000000* 0 03 May 2023 Common Stock 2,880 Direct F5, F6
transaction ALSN Dividend Equivalent Rights Options Exercise $0 -591 -100% $0.000000* 0 03 May 2023 Common Stock 591 Direct F7, F8
transaction ALSN Deferred Stock Units Options Exercise $0 -454 -100% $0.000000* 0 03 May 2023 Common Stock 454 Direct F5, F9
transaction ALSN Deferred Stock Units Options Exercise $0 -492 -100% $0.000000* 0 03 May 2023 Common Stock 492 Direct F5, F10
transaction ALSN Deferred Stock Units Options Exercise $0 -596 -100% $0.000000* 0 03 May 2023 Common Stock 596 Direct F5, F11
transaction ALSN Deferred Stock Units Options Exercise $0 -3,600 -100% $0.000000* 0 03 May 2023 Common Stock 3,600 Direct F5, F12
transaction ALSN Restricted Stock Units Options Exercise $0 -3,746 -100% $0.000000* 0 03 May 2023 Common Stock 3,746 Direct F13, F14
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

STANLEY A. ASKREN is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Represents the deferred stock units ("DSUs") and related dividend equivalents payable upon the reporting person's separation from service. The reporting person did not stand for re-election at Allison Transmission Holdings, Inc.'s (the "Company") 2023 annual meeting of stockholders and his term ended on May 3, 2023.
F2 Includes 8,022 DSUs and 514 related dividend equivalents.
F3 Settlement of restricted stock units ("RSUs") and related dividend equivalents.
F4 Includes 77 dividend equivalents.
F5 Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.
F6 On May 9, 2019, the reporting person was granted 2,880 DSUs that vested on May 6, 2020.
F7 Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.
F8 The dividend equivalent rights accrued on previously awarded DSUs and were payable on May 3, 2023, the date of the reporting person's separation from service.
F9 On November 8, 2019, the reporting person was granted 454 DSUs that vested on November 8, 2019.
F10 On February 10, 2020, the reporting person was granted 492 DSUs that vested on February 10, 2020.
F11 On May 6, 2020, the reporting person was granted 596 DSUs that vested on May 6, 2020.
F12 On May 7, 2020, the reporting person was granted 3,600 DSUs that vested on May 5, 2021.
F13 Each RSU represents a contingent right to receive one share of the Company's common stock.
F14 On May 5, 2022, the reporting person was granted 3,746 RSUs that vested on May 3, 2023.