Richard VanFleet Reynolds - 03 May 2023 Form 4 Insider Report for Allison Transmission Holdings Inc (ALSN)

Role
Director
Signature
/s/ Eric C. Scroggins, attorney-in-fact
Issuer symbol
ALSN
Transactions as of
03 May 2023
Net transactions value
$0
Form type
4
Filing time
05 May 2023, 18:00:58 UTC
Previous filing
21 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALSN Common Stock Options Exercise $0 +37,044 $0.000000 37,044 03 May 2023 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALSN Deferred Stock Units Options Exercise $0 -4,068 -100% $0.000000* 0 03 May 2023 Common Stock 4,068 Direct F3, F4
transaction ALSN Dividend Equivalent Rights Options Exercise $0 -3,523 -100% $0.000000* 0 03 May 2023 Common Stock 3,523 Direct F5, F6
transaction ALSN Deferred Stock Units Options Exercise $0 -3,466 -100% $0.000000* 0 03 May 2023 Common Stock 3,466 Direct F3, F7
transaction ALSN Deferred Stock Units Options Exercise $0 -3,162 -100% $0.000000* 0 03 May 2023 Common Stock 3,162 Direct F3, F8
transaction ALSN Deferred Stock Units Options Exercise $0 -3,628 -100% $0.000000* 0 03 May 2023 Common Stock 3,628 Direct F3, F9
transaction ALSN Deferred Stock Units Options Exercise $0 -3,185 -100% $0.000000* 0 03 May 2023 Common Stock 3,185 Direct F3, F10
transaction ALSN Deferred Stock Units Options Exercise $0 -2,859 -100% $0.000000* 0 03 May 2023 Common Stock 2,859 Direct F3, F11
transaction ALSN Deferred Stock Units Options Exercise $0 -2,880 -100% $0.000000* 0 03 May 2023 Common Stock 2,880 Direct F3, F12
transaction ALSN Deferred Stock Units Options Exercise $0 -3,600 -100% $0.000000* 0 03 May 2023 Common Stock 3,600 Direct F3, F13
transaction ALSN Deferred Stock Units Options Exercise $0 -2,927 -100% $0.000000* 0 03 May 2023 Common Stock 2,927 Direct F3, F14
transaction ALSN Deferred Stock Units Options Exercise $0 -3,746 -100% $0.000000* 0 03 May 2023 Common Stock 3,746 Direct F3, F15
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Richard VanFleet Reynolds is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Represents the deferred stock units ("DSUs") and dividend equivalents payable upon the reporting person's separation from service. The reporting person did not stand for re-election at Allison Transmission Holdings, Inc.'s (the "Company") 2023 annual meeting of stockholders and his term ended on May 3, 2023.
F2 Includes 33,521 DSUs and 3,523 related dividend equivalents.
F3 Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.
F4 On May 9, 2013, the reporting person was granted 4,068 DSUs that vested on May 8, 2014.
F5 Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.
F6 The dividend equivalent rights accrued on previously awarded DSUs and were payable on May 3, 2023, the date of the reporting person's separation from service.
F7 On May 9, 2014, the reporting person was granted 3,466 DSUs that vested on May 14, 2015.
F8 On May 15, 2015, the reporting person was granted 3,162 DSUs that vested on May 12, 2016.
F9 On May 13, 2016, the reporting person was granted 3,628 DSUs that vested on May 12, 2017.
F10 On May 12, 2017, the reporting person was granted 3,185 DSUs that vested on May 10, 2018.
F11 On May 10, 2018, the reporting person was granted 2,859 DSUs that vested on May 9, 2019.
F12 On May 9, 2019, the reporting person was granted 2,880 DSUs that vested on May 6, 2020.
F13 On May 7, 2020, the reporting person was granted 3,600 DSUs that vested on May 5, 2021.
F14 On May 6, 2021, the reporting person was granted 2,927 DSUs that vested on May 4, 2022.
F15 On May 5, 2022, the reporting person was granted 3,746 DSUs that vested on May 3, 2023.