Gustave Perna - May 3, 2023 Form 4 Insider Report for Allison Transmission Holdings Inc (ALSN)

Role
Director
Signature
/s/ Eric C. Scroggins, Attorney-in-Fact
Stock symbol
ALSN
Transactions as of
May 3, 2023
Transactions value $
$0
Form type
4
Date filed
5/5/2023, 05:55 PM
Previous filing
Mar 21, 2023
Next filing
Jun 2, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALSN Common Stock Options Exercise $0 +2.81K $0.00 2.81K May 3, 2023 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALSN Restricted Stock Units Options Exercise $0 -2.77K -100% $0.00* 0 May 3, 2023 Common Stock 2.77K Direct F3, F4
transaction ALSN Dividend Equivalent Rights Options Exercise $0 -44 -100% $0.00* 0 May 3, 2023 Common Stock 44 Direct F5, F6
transaction ALSN Restricted Stock Units Award $0 +3.15K $0.00 3.15K May 4, 2023 Common Stock 3.15K Direct F3, F7, F8, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Settlement of restricted stock units ("RSUs") and related dividend equivalent.
F2 Includes 44 dividend equivalents.
F3 Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc.'s (the "Company") common stock.
F4 On August 15, 2022, the reporting person was granted 2,770 RSUs that vested on May 3, 2023.
F5 Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.
F6 The dividend equivalent rights accrued on previously awarded RSUs and vested on May 3, 2023.
F7 The RSUs represent the reporting person's annual equity award under the Seventh Amended and Restated Non-Employee Director Compensation Policy.
F8 The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock.
F9 The number of RSUs received was calculated based on $46.08, which was the closing price of the Company's common stock on the date of grant.