Stephen F. Angel - 01 May 2023 Form 4 Insider Report for LINDE PLC (LIN)

Role
Director
Signature
Anthony M. Pepper, Attorney-in-Fact
Issuer symbol
LIN
Transactions as of
01 May 2023
Net transactions value
-$31,452,290
Form type
4
Filing time
03 May 2023, 13:48:47 UTC
Previous filing
21 Apr 2023
Next filing
13 Jun 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LIN Ordinary Shares Options Exercise $11,893,808 +116,355 +31% $102.22 485,966 01 May 2023 Direct F1
transaction LIN Ordinary Shares Tax liability $26,475,292 -71,046 -15% $372.65 414,920 01 May 2023 Direct F1, F2
transaction LIN Ordinary Shares Sale $16,870,806 -45,309 -11% $372.35 369,611 01 May 2023 Direct F1, F3
holding LIN Ordinary Shares 2,268 01 May 2023 In trust for children F1
holding LIN Ordinary Shares 71,029 01 May 2023 Angel Descendants Trust F1
holding LIN Ordinary Shares 20,517 01 May 2023 2012 Descendants Trust F1
holding LIN Ordinary Shares 10,839 01 May 2023 401(k) F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LIN Stock Option (right to buy) Options Exercise $0 -116,355 -54% $0.000000 100,000 01 May 2023 Ordinary Shares 216,355 $102.22 Direct F1, F12
holding LIN Restricted Stock Units 1,363 01 May 2023 Ordinary Shares 1,363 Direct F1, F4
holding LIN Restricted Stock Units 12,670 01 May 2023 Ordinary Shares 12,670 $0.000000 Direct F1, F5
holding LIN Restricted Stock Units 13,935 01 May 2023 Ordinary Shares 13,986 $0.000000 Direct F1, F6
holding LIN Restricted Stock Units 14,346 01 May 2023 Ordinary Shares 14,399 $0.000000 Direct F1, F6
holding LIN Restricted Stock Units 31,534 01 May 2023 Ordinary Shares 31,649 Direct F1, F6
holding LIN Restricted Stock Units 31,610 01 May 2023 Ordinary Shares 31,725 Direct F1, F6
holding LIN Restricted Stock Units 49,982 01 May 2023 Ordinary Shares 50,165 Direct F1, F6
holding LIN Restricted Stock Units 32,287 01 May 2023 Ordinary Shares 32,406 Direct F1, F6
holding LIN Restricted Stock Units 34,187 01 May 2023 Ordinary Shares 34,313 Direct F1, F6
holding LIN Stock Option (right to buy) 133,465 01 May 2023 Ordinary Shares 133,465 $253.68 Direct F1, F7
holding LIN Stock Option (right to buy) 169,560 01 May 2023 Ordinary Shares 169,560 $173.13 Direct F1, F8
holding LIN Stock Option (right to buy) 177,605 01 May 2023 Ordinary Shares 177,605 $176.63 Direct F1, F9
holding LIN Stock Option (right to buy) 318,780 01 May 2023 Ordinary Shares 318,780 $154.00 Direct F1, F10
holding LIN Stock Option (right to buy) 435,850 01 May 2023 Ordinary Shares 435,850 $118.71 Direct F1, F11
holding LIN Deferred Stock Units 120,020 01 May 2023 Ordinary Shares 120,020 $0.000000 Direct F1, F13, F14
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On March 1, 2023, Linde plc (formerly Rounderway plc), an Irish public limited company ("New Linde"), became the successor of Linde plc, an Irish public limited company ("Old Linde"), pursuant to a scheme of arrangement and merger under Irish law. Pursuant to the scheme of arrangement, all outstanding ordinary shares of Old Linde were exchanged, on a one-for-one basis, for ordinary shares of New Linde, and Old Linde subsequently merged into New Linde and ceased to exist. The transaction did not alter the relative interests of security holders.
F2 Ordinary shares withheld to pay exercise price and taxes.
F3 The price reported is the weighted average sale price. The sale prices ranged from $371.14 to $373.24. Upon request of the SEC Staff, Linde plc or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
F4 The Restricted Stock Unit ("RSU") shall vest in full and payout in Ordinary Shares on a one-for-one basis one year after the March 7, 2023 date of grant, provided that the awardee serves on the Linde plc Board of Directors continuously through the vesting date, except under certain circumstances in which a pro-rata payout may be made.
F5 Restricted Stock Units that will vest in full and payout on or about March 8, 2024 in Linde plc Ordinary Shares on a one-for-one basis.
F6 Restricted Stock Units that have vested in full but whose payout has been deferred to a future date.
F7 This option vests over three years in three consecutive equal annual installments beginning on March 8, 2022.
F8 This option vests over three years in three consecutive equal annual installments beginning on March 9, 2021.
F9 This option vests over three years in three consecutive equal annual installments beginning on March 20, 2020.
F10 This option vests over three years in three consecutive equal annual installments beginning on February 27, 2019
F11 This option vests over three years in three consecutive equal annual installments beginning on February 28, 2018.
F12 This option vests over three years in three consecutive equal annual installments beginning February 23, 2017.
F13 Conversion to Linde plc Ordinary Shares is on a 1-for-1 basis.
F14 Deferred Stock Units acquired under the Linde Compensation Deferral Plan that will payout in Linde plc Ordinary Shares on a one-for-one basis in accordance with the Deferral Plan.