Stephen F. Angel - May 1, 2023 Form 4 Insider Report for LINDE PLC (LIN)

Role
Director
Signature
Anthony M. Pepper, Attorney-in-Fact
Stock symbol
LIN
Transactions as of
May 1, 2023
Transactions value $
-$31,452,290
Form type
4
Date filed
5/3/2023, 01:48 PM
Previous filing
Apr 21, 2023
Next filing
Jun 13, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LIN Ordinary Shares Options Exercise $11.9M +116K +31.48% $102.22 486K May 1, 2023 Direct F1
transaction LIN Ordinary Shares Tax liability -$26.5M -71K -14.62% $372.65 415K May 1, 2023 Direct F1, F2
transaction LIN Ordinary Shares Sale -$16.9M -45.3K -10.92% $372.35 370K May 1, 2023 Direct F1, F3
holding LIN Ordinary Shares 2.27K May 1, 2023 In trust for children F1
holding LIN Ordinary Shares 71K May 1, 2023 Angel Descendants Trust F1
holding LIN Ordinary Shares 20.5K May 1, 2023 2012 Descendants Trust F1
holding LIN Ordinary Shares 10.8K May 1, 2023 401(k) F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LIN Stock Option (right to buy) Options Exercise $0 -116K -53.78% $0.00 100K May 1, 2023 Ordinary Shares 216K $102.22 Direct F1, F12
holding LIN Restricted Stock Units 1.36K May 1, 2023 Ordinary Shares 1.36K Direct F1, F4
holding LIN Restricted Stock Units 12.7K May 1, 2023 Ordinary Shares 12.7K $0.00 Direct F1, F5
holding LIN Restricted Stock Units 13.9K May 1, 2023 Ordinary Shares 14K $0.00 Direct F1, F6
holding LIN Restricted Stock Units 14.3K May 1, 2023 Ordinary Shares 14.4K $0.00 Direct F1, F6
holding LIN Restricted Stock Units 31.5K May 1, 2023 Ordinary Shares 31.6K Direct F1, F6
holding LIN Restricted Stock Units 31.6K May 1, 2023 Ordinary Shares 31.7K Direct F1, F6
holding LIN Restricted Stock Units 50K May 1, 2023 Ordinary Shares 50.2K Direct F1, F6
holding LIN Restricted Stock Units 32.3K May 1, 2023 Ordinary Shares 32.4K Direct F1, F6
holding LIN Restricted Stock Units 34.2K May 1, 2023 Ordinary Shares 34.3K Direct F1, F6
holding LIN Stock Option (right to buy) 133K May 1, 2023 Ordinary Shares 133K $253.68 Direct F1, F7
holding LIN Stock Option (right to buy) 170K May 1, 2023 Ordinary Shares 170K $173.13 Direct F1, F8
holding LIN Stock Option (right to buy) 178K May 1, 2023 Ordinary Shares 178K $176.63 Direct F1, F9
holding LIN Stock Option (right to buy) 319K May 1, 2023 Ordinary Shares 319K $154.00 Direct F1, F10
holding LIN Stock Option (right to buy) 436K May 1, 2023 Ordinary Shares 436K $118.71 Direct F1, F11
holding LIN Deferred Stock Units 120K May 1, 2023 Ordinary Shares 120K $0.00 Direct F1, F13, F14
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On March 1, 2023, Linde plc (formerly Rounderway plc), an Irish public limited company ("New Linde"), became the successor of Linde plc, an Irish public limited company ("Old Linde"), pursuant to a scheme of arrangement and merger under Irish law. Pursuant to the scheme of arrangement, all outstanding ordinary shares of Old Linde were exchanged, on a one-for-one basis, for ordinary shares of New Linde, and Old Linde subsequently merged into New Linde and ceased to exist. The transaction did not alter the relative interests of security holders.
F2 Ordinary shares withheld to pay exercise price and taxes.
F3 The price reported is the weighted average sale price. The sale prices ranged from $371.14 to $373.24. Upon request of the SEC Staff, Linde plc or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
F4 The Restricted Stock Unit ("RSU") shall vest in full and payout in Ordinary Shares on a one-for-one basis one year after the March 7, 2023 date of grant, provided that the awardee serves on the Linde plc Board of Directors continuously through the vesting date, except under certain circumstances in which a pro-rata payout may be made.
F5 Restricted Stock Units that will vest in full and payout on or about March 8, 2024 in Linde plc Ordinary Shares on a one-for-one basis.
F6 Restricted Stock Units that have vested in full but whose payout has been deferred to a future date.
F7 This option vests over three years in three consecutive equal annual installments beginning on March 8, 2022.
F8 This option vests over three years in three consecutive equal annual installments beginning on March 9, 2021.
F9 This option vests over three years in three consecutive equal annual installments beginning on March 20, 2020.
F10 This option vests over three years in three consecutive equal annual installments beginning on February 27, 2019
F11 This option vests over three years in three consecutive equal annual installments beginning on February 28, 2018.
F12 This option vests over three years in three consecutive equal annual installments beginning February 23, 2017.
F13 Conversion to Linde plc Ordinary Shares is on a 1-for-1 basis.
F14 Deferred Stock Units acquired under the Linde Compensation Deferral Plan that will payout in Linde plc Ordinary Shares on a one-for-one basis in accordance with the Deferral Plan.