| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GERN | Common Stock | Options Exercise | $38,500 | +35,000 | $1.10 | 35,000 | 01 May 2023 | Direct | F2 | |
| transaction | GERN | Common Stock | Sale | $86,800 | -35,000 | -100% | $2.48 | 0 | 01 May 2023 | Direct | F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GERN | Stock Options (right to buy) | Options Exercise | $0 | -35,000 | -100% | $0.000000* | 0 | 01 May 2023 | Common Stock | 35,000 | $1.10 | Direct | F1, F2 |
| Id | Content |
|---|---|
| F1 | Option was fully vested. |
| F2 | This transaction reflects an exercise and sale of options due to expire on May 22, 2023 and was conducted pursuant to an approved 10b5-1 trading plan adopted by the reporting person on February 17, 2023. |