Jeremy Cox - Apr 20, 2023 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Signature
Ki Hoon Kim as Attorney-in-Fact for Jeremy K. Cox
Stock symbol
HPE
Transactions as of
Apr 20, 2023
Transactions value $
$275,344
Form type
4
Date filed
4/24/2023, 05:10 PM
Previous filing
Jan 10, 2023
Next filing
Jun 14, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HPE Common Stock Options Exercise $364K +25K $14.54 25K Apr 20, 2023 Direct
transaction HPE Common Stock Tax liability -$88.5K -6.09K -24.33% $14.54 18.9K Apr 20, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HPE Restricted Stock Units Award +384 +1.29% 30.1K Jan 13, 2023 Common Stock 384 Direct F1, F2
transaction HPE Restricted Stock Units Award +245 +1.39% 17.9K Jan 13, 2023 Common Stock 245 Direct F1, F3
transaction HPE Restricted Stock Units Award +40.7 +1.39% 2.97K Jan 13, 2023 Common Stock 40.7 Direct F1, F4
transaction HPE Restricted Stock Units Award +450 +1.44% 31.8K Jan 13, 2023 Common Stock 450 Direct F1, F5
transaction HPE Restricted Stock Units Options Exercise -25K -33.33% 50.1K Apr 20, 2023 Common Stock 25K Direct F1, F6
transaction HPE Restricted Stock Units Award +911 +1.48% 62.3K Jan 13, 2023 Common Stock 911 Direct F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2 As previously reported, on 07/23/18, the reporting person was granted 129,282 restricted stock units ("RSUs"), 25,856 of which vested on each of 07/23/19 and 07/23/20, 25,857 of which vested on 07/23/21, 25,856 of which vested on 07/23/22, and 25,857 of which will vest on 07/23/23. The number of derivative securities in column 5 includes 188.6225 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, and 195.0245 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23.
F3 As previously reported, on 12/10/20, the reporting person was granted 49,505 RSUs, 16,501 of which vested on 12/10/21, 16,502 of which vested on 12/10/22, and 16,502 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 120.3793 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, and 124.4651 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23.
F4 As previously reported, on 12/16/20, the reporting person was granted 8,224 RSUs, 2,741 of which vested on 12/16/21, 2,741 of which vested on 12/16/22, and 2,742 of which will vest on 12/16/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 20.0024 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, and 20.6813 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23.
F5 As previously reported, on 12/09/21, the reporting person was granted 45,514 RSUs, 15,171 of which vested on 12/09/22, 15,171 of which will vest on 12/09/23, and 15,172 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 221.3471 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, and 228.8598 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23.
F6 As previously reported, on 04/20/22, the reporting person was granted 72,639 RSUs, 24,213 of which vested on 04/20/23, and 24,213 of which will vest on each of 04/20/24 and 04/20/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 529.8894 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, and 547.8743 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23. The number of derivative securities in column 5 also reflects 814 vested dividend equivalent rights and a de minimus adjustment of 0.8081 due to fractional rounding of the dividend equivalent rights.
F7 As previously reported, on 12/08/22, the reporting person was granted 61,387 RSUs, 20,462 of which will vest on each of 12/08/23 and 12/08/24, and 20,463 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 447.8079 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, and 463.0069 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23.