John C. Gerspach - Apr 17, 2023 Form 4 Insider Report for BREAD FINANCIAL HOLDINGS, INC. (BFH)

Role
Director
Signature
Benjamin L. Morgan, Attorney in Fact
Stock symbol
BFH
Transactions as of
Apr 17, 2023
Transactions value $
$0
Form type
4
Date filed
4/19/2023, 04:27 PM
Previous filing
Jan 19, 2023
Next filing
Jun 20, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BFH Common Stock Award +1.04K +4.13% 26.2K Apr 17, 2023 Direct F1, F2
holding BFH Common Stock 6K Apr 17, 2023 By Gerspach 2020 GST Exempt Trust F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The new grant is for 1,038 shares of common stock represented by restricted stock units, which will vest on the earlier of (i) April 17, 2033 or (ii) termination of the director's service on the Company's board of directors, but in any case not earlier than April 17, 2024.
F2 The total amount of securities beneficially owned includes: (a) 10,000 unrestricted shares; (b) 5,981 unvested restricted stock units granted 6/22/20; (c) 2,241 unvested restricted stock units granted 6/15/21; (d) 431 unvested restricted stock units granted 9/15/21; (e) 474 unvested restricted stock units granted 12/15/21; (f) 538 unvested restricted stock units granted 3/15/22; (g) 2,650 unvested restricted stock units granted 6/15/22; (h) 934 unvested restricted stock units granted 7/15/22; (i) 969 unvested restricted stock units granted 10/17/22; (j) 912 unvested restricted stock units granted 1/17/23; and (k) the new grant for 1,038 restricted stock units.
F3 The shares are held by the Gerspach 2020 GST Exempt Trust, for which the Reporting Person's spouse serves as trustee.