Daniel Ammann - 05 Apr 2023 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role: Director
Signature: Ki Hoon Kim as Attorney-in-Fact for Daniel Ammann
Issuer symbol: HPE
Transactions as of: 05 Apr 2023
Net transactions value: $0
Form type: 4
Filing time: 07 Apr 2023, 21:01:54 UTC
Previous filing: 09 May 2022
Next filing: 09 May 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HPE	Common Stock	Options Exercise	$0	+15,118		$0.000000	15,118	05 Apr 2023	Direct	F1
holding	HPE	Common Stock						99,755	05 Apr 2023	By Living Trust	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HPE	Restricted Stock Units	Options Exercise		-15,118	-100%		0	05 Apr 2023	Common Stock	15,118		Direct	F3, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The total direct beneficial ownership reflects a decrease of 14,479 shares due to the transfer into the reporting person's Trust on 01/25/23.
F2	The total indirect beneficial ownership reflects an increase of 14,479 shares due to the transfer of shares previously reported as being held directly by the reporting person into the reporting person's Trust on 01/25/23.
F3	Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F4	As previously reported, on 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which cliff vested on 04/05/23, the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 134.0470 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, 141.9005 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22, and 107.4821 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23. The number of derivative securities in column 5 also reflects 384 vested dividend equivalent rights and a de minimus adjustment of 0.5704 due to fractional rounding of the dividend equivalent rights.