Daniel Ammann - 05 Apr 2023 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
07 Apr 2023, 21:01:54 UTC
Prior SEC filing
09 May 2022
Next SEC filing
09 May 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Ki Hoon Kim as Attorney-in-Fact for Daniel Ammann

Key filing fact

Daniel Ammann filed Form 4 for Hewlett Packard Enterprise Co (HPE) on 07 Apr 2023.

Key facts

  • This page summarizes Daniel Ammann's Form 4 filing for Hewlett Packard Enterprise Co (HPE).
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 07 Apr 2023, 21:01.

Change

  • Previous filing in this sequence was filed on 09 May 2022.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

HPE transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+15,118
Change %
Price
$0.000000
Shares after
15,118
Date
05 Apr 2023
Ownership
Direct
Footnotes
F1
HPE holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
99,755
Date
05 Apr 2023
Ownership
By Living Trust
Footnotes
F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

HPE transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
Shares
-15,118
Change %
-100%
Price
Shares after
0
Date
05 Apr 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
15,118
Exercise price
Footnotes
F3, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

The total direct beneficial ownership reflects a decrease of 14,479 shares due to the transfer into the reporting person's Trust on 01/25/23.

Footnote F2

The total indirect beneficial ownership reflects an increase of 14,479 shares due to the transfer of shares previously reported as being held directly by the reporting person into the reporting person's Trust on 01/25/23.

Footnote F3

Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

Footnote F4

As previously reported, on 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which cliff vested on 04/05/23, the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 134.0470 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, 141.9005 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22, and 107.4821 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23. The number of derivative securities in column 5 also reflects 384 vested dividend equivalent rights and a de minimus adjustment of 0.5704 due to fractional rounding of the dividend equivalent rights.

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