Ann M. Livermore - 05 Apr 2023 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role
Director
Signature
Ki Hoon Kim as Attorney-in-Fact for Ann M. Livermore
Issuer symbol
HPE
Transactions as of
05 Apr 2023
Net transactions value
$0
Form type
4
Filing time
07 Apr 2023, 21:01:35 UTC
Previous filing
17 Mar 2023
Next filing
09 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HPE Common Stock Options Exercise $0 +15,118 +110% $0.000000 28,835 05 Apr 2023 Direct
holding HPE Common Stock 99,631 05 Apr 2023 by Livermore 2003 Trust F2
holding HPE Common Stock 4,488 05 Apr 2023 by The Ann Livermore IRA at Charles Schwab
holding HPE Common Stock 39,224 05 Apr 2023 by Ann M Livermore Grantor Retained Annuity Trust IV F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HPE Restricted Stock Units Options Exercise -15,118 -100% 0 05 Apr 2023 Common Stock 15,118 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The total indirect beneficial ownership in the reporting person's GRAT reflects a decrease of 99,631 shares due to the transfer into the reporting person's 2003 Trust on 11/22/22.
F2 The total indirect beneficial ownership in the reporting person's 2003 Trust reflects an increase of 99,631 shares due to the transfer of shares previously reported as being held indirectly in the reporting person's GRAT on 11/22/22.
F3 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F4 As previously reported, on 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which cliff vested on 04/05/23, the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 134.0470 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, 141.9005 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22, and 107.4821 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23. The number of derivative securities in column 5 also reflects 384 vested dividend equivalent rights and a de minimus adjustment of 0.5704 due to fractional rounding of the dividend equivalent rights.