Pamela L. Carter - Apr 5, 2023 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role
Director
Signature
Ki Hoon Kim as Attorney-in-Fact for Pamela L. Carter
Stock symbol
HPE
Transactions as of
Apr 5, 2023
Transactions value $
$0
Form type
4
Date filed
4/7/2023, 09:01 PM
Previous filing
Jan 9, 2023
Next filing
May 9, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HPE Common Stock Options Exercise $0 +15.1K +21.34% $0.00 86K Apr 5, 2023 Direct
holding HPE Common Stock 38.3K Apr 5, 2023 By Merrill Lynch F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HPE Restricted Stock Units Options Exercise -15.1K -100% 0 Apr 5, 2023 Common Stock 15.1K Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person elected to defer the receipt of common stock until the termination of her service as a member of the Issuer's Board of Directors.
F2 The number of shares in column 5 includes 293.5042 vested restricted stock unit ("RSU") dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, 310.6999 RSU dividend equivalent rights at $12.46 on 10/07/22, and 235.3386 RSU dividend equivalent rights at $16.45 on 01/13/23.
F3 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F4 As previously reported, on 05/05/22, the reporting person was granted 14,734 restricted stock units ("RSUs"), all of which cliff vested on 04/05/23, the date of Issuer's 2023 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 134.0470 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, 141.9005 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22, and 107.4821 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23. The number of derivative securities in column 5 also reflects 384 vested dividend equivalent rights and a de minimus adjustment of 0.5704 due to fractional rounding of the dividend equivalent rights.