Laurie L. Dotter - Mar 31, 2023 Form 4 Insider Report for SWK Holdings Corp (SWKH)

Role
Director
Signature
/s/ Yvette Heinrichson, as attorney-in-fact
Stock symbol
SWKH
Transactions as of
Mar 31, 2023
Transactions value $
$13,752
Form type
4
Date filed
4/4/2023, 06:48 PM
Previous filing
Jan 4, 2023
Next filing
Apr 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SWKH Common Stock Award $13.8K +770 +13.65% $17.86 6.41K Mar 31, 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of restricted shares of common stock granted to the Reporting Person as compensation in advance for her services as a director, based on the $17.86 closing price of the common stock on March 31, 2023. The restricted shares vest on March 31, 2024, subject to the Reporting Person's continued service through such vesting date.