HealthCor Associates, LLC - Mar 30, 2023 Form 4 Insider Report for CareView Communications Inc (CRVW.OB)

Role: Director, 10%+ Owner
Signature: HealthCor Management, L.P., By: HealthCor Associates, LLC, its general partner, By: /s/ Arthur Bruce Cohen, Authorized Signatory
Stock symbol: CRVW.OB
Transactions as of: Mar 30, 2023
Transactions value $: $0
Form type: 4
Date filed: 4/4/2023, 06:04 AM
Previous filing: Jan 4, 2023
Next filing: May 26, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CRVW.OB	Common Stock	Conversion of derivative security	$8.65M	+86.5M	$0.10^*	86.5M	Mar 30, 2023	By HCP Fund	F1
transaction	CRVW.OB	Common Stock	Conversion of derivative security	$9.35M	+93.5M	$0.10^*	93.5M	Mar 30, 2023	By Hybrid Fund	F2
transaction	CRVW.OB	Common Stock	Conversion of derivative security	$650K	+6.5M	$0.10^*	6.5M	Mar 30, 2023	By Jeffrey Lightcap
transaction	CRVW.OB	Common Stock	Conversion of derivative security	$700K	+7M	$0.10^*	7M	Mar 30, 2023	By Jeffrey Lightcap IRA
transaction	CRVW.OB	Common Stock	Conversion of derivative security	$814K	+8.14M	$0.10^*	8.14M	Mar 30, 2023	By Arthur Cohen
transaction	CRVW.OB	Common Stock	Conversion of derivative security	$600K	+6M	$0.10^*	6M	Mar 30, 2023	By Joseph Healey

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	CRVW.OB	Senior Secured Convertible Note due 2023	Conversion of derivative security	-$8.65M	$8.65M	Mar 30, 2023	Common Stock	86.5M	$0.10	By HCP Fund	F1
transaction	CRVW.OB	Senior Secured Convertible Note due 2023	Conversion of derivative security	-$9.35M	$9.35M	Mar 30, 2023	Common Stock	93.5M	$0.10	By Hybrid Fund	F2
transaction	CRVW.OB	Senior Secured Convertible Note due 2023	Conversion of derivative security	-$650K	$0	Mar 30, 2023	Common Stock	6.5M	$0.10	By Jeffrey Lightcap
transaction	CRVW.OB	Senior Secured Convertible Note due 2023	Conversion of derivative security	-$700K	$0	Mar 30, 2023	Common Stock	7M	$0.10	By Jeffrey Lightcap IRA
transaction	CRVW.OB	Senior Secured Convertible Note due 2023	Conversion of derivative security	-$814K	$0	Mar 30, 2023	Common Stock	8.14M	$0.10	By Arthur Cohen
transaction	CRVW.OB	Senior Secured Convertible Note due 2023	Conversion of derivative security	-$600K	$0	Mar 30, 2023	Common Stock	6M	$0.10	By Joseph Healey

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	HealthCor Partners Fund, L.P. ("HCP Fund") is a private investment partnership which is the direct beneficial owner of the securities reported herein. HealthCor Partners L.P. serves as its general partner and HealthCor Partners GP, LLC ("HCPGP") serves as the general partner of HealthCor Partners L.P. HealthCor Partners Management, L.P. serves as the investment manager to HCP Fund and HealthCor Partners Management GP, LLC ("HCPMGP") serves as the general partner to HealthCor Partners Management, L.P. Jeffrey C. Lightcap, Arthur Cohen and Joseph Healey are managing members of HCPMGP and HCPGP. Each person disclaims beneficial ownership of any securities that exceed their pecuniary interest in the securities held by these entities. Mr. Lightcap was appointed a director of the issuer in connection with the initial investment.
F2	HealthCor Hybrid Offshore Master Fund, L.P. ("Hybrid Fund") is a private investment partnership which is the direct beneficial owner of the securities reported herein. HealthCor Hybrid Offshore GP, LLC ("Offshore GP") serves as its general partner and HealthCor Group, LLC ("Group") serves as the general partner of Offshore GP. HealthCor Management, L.P. serves as the investment manager to Hybrid Fund and HealthCor Associates, LLC ("Associates") serves as the general partner to HealthCor Management, L.P. Arthur Cohen and Joseph Healey are managing members of Associates and Group. Each reporting person disclaims beneficial ownership of any securities that exceed their pecuniary interest in the securities held by these entities.

Content

HealthCor Partners Fund, L.P. ("HCP Fund") is a private investment partnership which is the direct beneficial owner of the securities reported herein. HealthCor Partners L.P. serves as its general partner and HealthCor Partners GP, LLC ("HCPGP") serves as the general partner of HealthCor Partners L.P. HealthCor Partners Management, L.P. serves as the investment manager to HCP Fund and HealthCor Partners Management GP, LLC ("HCPMGP") serves as the general partner to HealthCor Partners Management, L.P. Jeffrey C. Lightcap, Arthur Cohen and Joseph Healey are managing members of HCPMGP and HCPGP. Each person disclaims beneficial ownership of any securities that exceed their pecuniary interest in the securities held by these entities. Mr. Lightcap was appointed a director of the issuer in connection with the initial investment.

HealthCor Hybrid Offshore Master Fund, L.P. ("Hybrid Fund") is a private investment partnership which is the direct beneficial owner of the securities reported herein. HealthCor Hybrid Offshore GP, LLC ("Offshore GP") serves as its general partner and HealthCor Group, LLC ("Group") serves as the general partner of Offshore GP. HealthCor Management, L.P. serves as the investment manager to Hybrid Fund and HealthCor Associates, LLC ("Associates") serves as the general partner to HealthCor Management, L.P. Arthur Cohen and Joseph Healey are managing members of Associates and Group. Each reporting person disclaims beneficial ownership of any securities that exceed their pecuniary interest in the securities held by these entities.

Remarks:

HealthCor Management, L.P. is the designated filer on behalf of the reporting persons listed on Exhibit 99.1, attached hereto. Due to the number of reporting persons, this is one of two Form 4s filed relating to the same securities.